Code Set CustOrderHandlingInstCodeSet Scenario base

SYNOPSIS: Codes that apply special information that the Broker / Dealer needs to report, as specified by the customer. NOTE: This field and its values have no bearing on the ExecInst and TimeInForce fields. These values should not be used instead of ExecInst or TimeInForce. This field and its values are intended for compliance reporting and/or billing purposes only. For OrderHandlingInstSrc(1032) = 1 (FINRA OATS), valid values are (as of OATS Phase 3 as provided by FINRA. See also http://www.finra.org/Industry/Compliance/MarketTransparency/OATS/PhaseIII/index.htm for a complete list. For OrderHandlingInstSrc(1032) = 2 (FIA Execution Source Code), only one enumeration value may be specified.

ID Datatype
1031MultipleStringValue

Codes

ID Name Value Description Supported Added EP Updated EP Deprecated EP
1031001PhoneSimpleASYNOPSIS: Phone simple
✓FIX.5.0SP2133
1031002PhoneComplexBSYNOPSIS: Phone complex
✓FIX.5.0SP2133
1031003FCMProvidedScreenCSYNOPSIS: FCM provided screen
✓FIX.5.0SP2133
1031004OtherProvidedScreenDSYNOPSIS: Other provided screen
✓FIX.5.0SP2133
1031005ClientProvidedPlatformControlledByFCMESYNOPSIS: Client provided platform controlled by FCM
✓FIX.5.0SP2133
1031006ClientProvidedPlatformDirectToExchangeFSYNOPSIS: Client provided platform direct to exchange
✓FIX.5.0SP2133
1031007AlgoEngineHSYNOPSIS: Algo engine
✓FIX.5.0SP2133
1031008PriceAtExecutionJSYNOPSIS: Price at execution (price added at initial order entry, trading, middle office or time of give-up)
✓FIX.5.0SP2133
1031009DeskElectronicWSYNOPSIS: Desk - electronic
✓FIX.5.0SP2133
1031010DeskPitXSYNOPSIS: Desk - pit
✓FIX.5.0SP2133
1031011ClientElectronicYSYNOPSIS: Client - electronic
✓FIX.5.0SP2133
1031012ClientPitZSYNOPSIS: Client - pit
✓FIX.5.0SP2133
1031013AddOnOrderADDSYNOPSIS: Add-on order
✓FIX.4.4FIX.5.0SP2135
1031014AllOrNoneAONSYNOPSIS: All or none
✓FIX.4.4FIX.5.0SP2135
1031015ConditionalOrderCNDSYNOPSIS: Conditional order
✓FIX.5.0SP2135
1031016CashNotHeldCNHSYNOPSIS: Cash not held
✓FIX.4.4FIX.5.0SP2135
1031017DeliveryInstructionsCashCSHSYNOPSIS: Delivery instructions - cash
✓FIX.5.0SP2135
1031018DirectedOrderDIRSYNOPSIS: Directed order
✓FIX.4.4FIX.5.0SP2135
1031019DiscretionaryLimitOrderDLOSYNOPSIS: Discretionary limit order
✓FIX.5.0SP2135
1031020ExchangeForPhysicalTransactionE.WSYNOPSIS: Exchange for physical transaction
✓FIX.4.4FIX.5.0SP2135
1031021FillOrKillFOKSYNOPSIS: Fill or kill
✓FIX.4.4FIX.5.0SP2135
1031022IntraDayCrossIDXSYNOPSIS: Intraday cross
✓FIX.5.0SP2135
1031023ImbalanceOnlyIOSYNOPSIS: Imbalance only
✓FIX.4.4FIX.5.0SP2135
1031024ImmediateOrCancelIOCSYNOPSIS: Immediate or cancel
✓FIX.4.4FIX.5.0SP2135
1031025IntermarketSweepOrderISOSYNOPSIS: Intermarket sweep order
✓FIX.5.0SP2135
1031026LimitOnOpenLOOSYNOPSIS: Limit on open
✓FIX.4.4FIX.5.0SP2135
1031027LimitOnCloseLOCSYNOPSIS: Limit on Close
✓FIX.4.4FIX.5.0SP2135
1031028MarketAtOpenMAOSYNOPSIS: Market at Open
✓FIX.4.4FIX.5.0SP2135
1031029MarketAtCloseMACSYNOPSIS: Market at close
✓FIX.4.4FIX.5.0SP2135
1031030MarketOnOpenMOOSYNOPSIS: Market on open
✓FIX.4.4FIX.5.0SP2135
1031031MarketOnCloseMOCSYNOPSIS: Market on close
✓FIX.4.4FIX.5.0SP2135
1031032MergerRelatedTransferPositionMPTSYNOPSIS: Merger related transfer position
✓FIX.5.0SP2135
1031033MinimumQuantityMQTSYNOPSIS: Minimum quantity
✓FIX.4.4FIX.5.0SP2135
1031034MarketToLimitMTLSYNOPSIS: Market to limit
✓FIX.5.0SP2135
1031035DeliveryInstructionsNextDayNDSYNOPSIS: Delivery instructions - next day
✓FIX.5.0SP2135
1031036NotHeldNHSYNOPSIS: Not held
✓FIX.4.4FIX.5.0SP2135
1031037OptionsRelatedTransactionOPTSYNOPSIS: Options related transaction
✓FIX.5.0SP2135
1031038OverTheDayOVDSYNOPSIS: Over the day
✓FIX.4.4FIX.5.0SP2135
1031039PeggedPEGSYNOPSIS: Pegged
✓FIX.4.4FIX.5.0SP2135
1031040ReserveSizeOrderRSVSYNOPSIS: Reserve size order
✓FIX.4.4FIX.5.0SP2135
1031041StopStockTransactionS.WSYNOPSIS: Stop stock transaction
✓FIX.4.4FIX.5.0SP2135
1031042ScaleSCLSYNOPSIS: Scale
✓FIX.4.4FIX.5.0SP2135
1031043DeliveryInstructionsSellersOptionSLRSYNOPSIS: Delivery instructions - sellers option
✓FIX.5.0SP2135
1031044TimeOrderTMOSYNOPSIS: Time order
✓FIX.4.4FIX.5.0SP2135
1031045TrailingStopTSSYNOPSIS: Trailing stop
✓FIX.4.4FIX.5.0SP2135
1031046WorkWRKSYNOPSIS: Work
✓FIX.4.4FIX.5.0SP2135
1031047StayOnOffersideF0SYNOPSIS: Stay on offerside
✓FIX.5.0SP2135
1031048GoAlongF3SYNOPSIS: Go along
✓FIX.5.0SP2135
1031049ParticipateDoNotInitiateF6SYNOPSIS: Participate do not initiate
✓FIX.5.0SP2135
1031050StrictScaleF7SYNOPSIS: Strict scale
✓FIX.5.0SP2135
1031051TryToScaleF8SYNOPSIS: Try to scale
✓FIX.5.0SP2135
1031052StayOnBidsideF9SYNOPSIS: Stay on bidside
✓FIX.5.0SP2135
1031053NoCrossFASYNOPSIS: No cross
✓FIX.5.0SP2135
1031054OKToCrossFBSYNOPSIS: OK to cross
✓FIX.5.0SP2135
1031055CallFirstFCSYNOPSIS: Call first
✓FIX.5.0SP2135
1031056PercentOfVolumeFDSYNOPSIS: Percent of volume
✓FIX.5.0SP2135
1031057ReinstateOnSystemFailureFHSYNOPSIS: Reinstate on system failure
✓FIX.5.0SP2135
1031058InstitutionOnlyFISYNOPSIS: Institution only
✓FIX.5.0SP2135
1031059ReinstateOnTradingHaltFJSYNOPSIS: Reinstate on trading halt
✓FIX.5.0SP2135
1031060CancelOnTradingHalfFKSYNOPSIS: Cancel on trading half
✓FIX.5.0SP2135
1031061LastPegFLSYNOPSIS: Last peg
✓FIX.5.0SP2135
1031062MidPricePegFMSYNOPSIS: Mid-price peg
✓FIX.5.0SP2135
1031063NonNegotiableFNSYNOPSIS: Non-negotiable
✓FIX.5.0SP2135
1031064OpeningPegFOSYNOPSIS: Opening peg
✓FIX.5.0SP2135
1031065MarketPegFPSYNOPSIS: Market peg
✓FIX.5.0SP2135
1031066CancelOnSystemFailureFQSYNOPSIS: Cancel on system failure
✓FIX.5.0SP2135
1031067PrimaryPegFRSYNOPSIS: Primary peg
✓FIX.5.0SP2135
1031068SuspendFSSYNOPSIS: Suspend
✓FIX.5.0SP2135
1031069FixedPegToLocalBBOFTSYNOPSIS: Fixed peg to local best bid or offer at time of order
✓FIX.5.0SP2135
1031070PegToVWAPFWSYNOPSIS: Peg to VWAP
✓FIX.5.0SP2135
1031071TradeAlongFXSYNOPSIS: Trade along
✓FIX.5.0SP2135
1031072TryToStopFYSYNOPSIS: Try to stop
✓FIX.5.0SP2135
1031073CancelIfNotBestFZSYNOPSIS: Cancel if not best
✓FIX.5.0SP2135
1031074StrictLimitFbSYNOPSIS: Strict limit
✓FIX.5.0SP2135
1031075IgnorePriceValidityChecksFcSYNOPSIS: Ignore price validity checks
✓FIX.5.0SP2135
1031076PegToLimitPriceFdSYNOPSIS: Peg to Limit Price
✓FIX.5.0SP2135
1031077WorkToTargetStrategyFeSYNOPSIS: Work to target strategy
✓FIX.5.0SP2135
1031078GOrderAndFCMAPIorFIXGSYNOPSIS: G Order(FINRA OATS), FCM API or FIX(FIA Execution Source)
✓FIX.5.0SP2133FIX.5.0SP2135