Code Set RegulatoryTransactionTypeCodeSet Scenario base

SYNOPSIS: Specifies the regulatory mandate or rule that the transaction complies with.

ID Datatype
2347int

Codes

ID Name Value Description Supported Added EP Updated EP Deprecated EP
2347001None0SYNOPSIS: None (default if not specified)
ELABORATION: The transaction does not fall under any special regulatory rule or mandate.
FIX.5.0SP2176
2347002SEFRequiredTransaction1SYNOPSIS: Swap Execution Facility (SEF) required transaction
ELABORATION: The transaction is a "Required" transaction under Dodd-Frank Act SEF Rules. "Required" transactions are subject to the trade execution mandate under section 2(h)(8) of the CEA and are not block trades.
FIX.5.0SP2176
2347003SEFPermittedTransaction2SYNOPSIS: Swap Execution Facility (SEF) permitted transaction
ELABORATION: The transaction is a "Permitted" transaction under Dodd-Frank Act SEF Rules. "Permitted" transactions are not subject to the clearing and trade execution mandates, illiquid or bespoke swaps, or block trades.
FIX.5.0SP2176