Message ExecutionReport Scenario base

SYNOPSIS: The execution report message is used to: 1. confirm the receipt of an order 2. confirm changes to an existing order (i.e. accept cancel and replace requests) 3. relay order status information 4. relay fill information on working orders 5. relay fill information on tradeable or restricted tradeable quotes 6. reject orders 7. report post-trade fees calculations associated with a trade

ID MsgType Abbr Flow
98ExecRpt

Pedigree

Added EP Updated EP Deprecated EP
FIX.2.7

Responses

None

Members

ExecutionReport base members
ID Name Abbr Presence Description
1024StandardHeaderBaseHeaderrequiredSYNOPSIS: The standard FIX message header
ELABORATION:
1057ApplicationSequenceControlApplSeqCtrloptionalSYNOPSIS: The ApplicationSequenceControl is used for application sequencing and recovery. Consisting of ApplSeqNum (1181), ApplID (1180), ApplLastSeqNum (1350), and ApplResendFlag (1352), FIX application messages that carries this component block will be able to use application level sequencing. ApplID, ApplSeqNum and ApplLastSeqNum fields identify the application id, application sequence number and the previous application sequence number (in case of intentional gaps) on each application message that carries this block.
ELABORATION:
37OrderIDOrdID required SYNOPSIS: Unique identifier for Order as assigned by sell-side (broker, exchange, ECN). Uniqueness must be guaranteed within a single trading day. Firms which accept multi-day orders should consider embedding a date within the OrderID field to assure uniqueness across days.
2422OrderRequestIDOrdReqID optional SYNOPSIS: Unique message identifier for an order request as assigned by the submitter of the request.
2423MassOrderRequestIDMassOrdReqID optional SYNOPSIS: Unique message identifier for a mass order request as assigned by the submitter of the orders.
198SecondaryOrderIDOrdID2 optional SYNOPSIS: Assigned by the party which accepts the order. Can be used to provide the OrderID (37) used by an exchange or executing system.
526SecondaryClOrdIDClOrdID2 optional SYNOPSIS: Assigned by the party which originates the order. Can be used to provide the ClOrdID (11) used by an exchange or executing system.
527SecondaryExecIDExecID2 optional SYNOPSIS: Assigned by the party which accepts the order. Can be used to provide the ExecID (17) used by an exchange or executing system.
11ClOrdIDClOrdID optional SYNOPSIS: Unique identifier for Order as assigned by the buy-side (institution, broker, intermediary etc.) (identified by SenderCompID (49) or OnBehalfOfCompID (5) as appropriate). Uniqueness must be guaranteed within a single trading day. Firms, particularly those which electronically submit multi-day orders, trade globally or throughout market close periods, should ensure uniqueness across days, for example by embedding a date within the ClOrdID field.
1166QuoteMsgIDQtMsgID optional SYNOPSIS: Unique identifier for a quote message.
41OrigClOrdIDOrigClOrdID optional SYNOPSIS: ClOrdID (11) of the previous order (NOT the initial order of the day) as assigned by the institution, used to identify the previous order in cancel and cancel/replace requests.
583ClOrdLinkIDClOrdLinkID optional SYNOPSIS: Permits order originators to tie together groups of orders in which trades resulting from orders are associated for a specific purpose, for example the calculation of average execution price for a customer or to associate lists submitted to a broker as waves of a larger program trade.
278MDEntryIDMDID optional SYNOPSIS: Unique Market Data Entry identifier.
693QuoteRespIDRspID optional SYNOPSIS: Message reference for Quote Response
790OrdStatusReqIDStatReqID optional SYNOPSIS: Can be used to uniquely identify a specific Order Status Request message.
584MassStatusReqIDMassStatReqID optional SYNOPSIS: Value assigned by issuer of Mass Status Request to uniquely identify the request
961HostCrossIDHstCxID optional SYNOPSIS: Host assigned entity ID that can be used to reference all components of a cross; sides + strategy + legs. Used as the primary key with which to refer to the Cross Order for cancellation and replace. The HostCrossID will also be used to link together components of the Cross Order. For example, each individual Execution Report associated with the order will carry HostCrossID in order to tie back to the original cross order.
911TotNumReportsTotNumRpts optional SYNOPSIS: Total number of reports returned in response to a request.
912LastRptRequestedLastRptReqed optional SYNOPSIS: Indicates whether this message is the last report message in response to a request message, e.g. OrderMassStatusRequest(35=AF), TradeCaptureReportRequest(35=AD).
1012PartiesPtyoptionalSYNOPSIS: The Parties component block is used to identify and convey information on the entities both central and peripheral to the financial transaction represented by the FIX message containing the Parties Block. The Parties block allows many different types of entites to be expressed through use of the PartyRole field and identifies the source of the PartyID through the the PartyIDSource.
ELABORATION:
1063TargetPartiesTgtPtyoptionalSYNOPSIS:
ELABORATION:
229TradeOriginationDateOrignDt optional SYNOPSIS: Used with Fixed Income for Muncipal New Issue Market. Agreement in principal between counter-parties prior to actual trade date. (Note tag # was reserved in FIX 4.1, added in FIX 4.3) (prior to FIX 4.4 field was of type UTCDate)
2012ContraGrpContraoptionalSYNOPSIS:
ELABORATION:
66ListIDListID optional SYNOPSIS: Unique identifier for list as assigned by institution, used to associate multiple individual orders. Uniqueness must be guaranteed within a single trading day. Firms which generate multi-day orders should consider embedding a date within the ListID field to assure uniqueness across days.
548CrossIDCrssID optional SYNOPSIS: Identifier for a cross order. Must be unique during a given trading day. Recommend that firms use the order date as part of the CrossID for Good Till Cancel (GT) orders.
551OrigCrossIDOrigCrssID optional SYNOPSIS: CrossID of the previous cross order (NOT the initial cross order of the day) as assigned by the institution, used to identify the previous cross order in Cross Cancel and Cross Cancel/Replace Requests.
549CrossTypeCrssTyp optional SYNOPSIS: Type of cross being submitted to a market
2334RefRiskLimitCheckIDRefRiskLmtChkID optional SYNOPSIS: The reference identifier of the PartyRiskLimitCheckRequest(35=DF) message, or a similar out of band message, that contained the approval for the risk/credit limit check request.
2335RefRiskLimitCheckIDTypeRefRiskLmtChkIDTyp optional SYNOPSIS: Specifies which type of identifier is specified in RefRiskLimitCheckID(2334) field.
880TrdMatchIDMtchID optional SYNOPSIS: Identifier assigned to a trade by a matching system.
1891TrdMatchSubIDMtchSubID optional SYNOPSIS: Used to identify each price level, step or clip within a match event.
ELABORATION: The identifier may represent a grouping of matched resting orders at a given price level that was matched by an aggressor order. For example, an aggressive order sweeping through 2 price levels that included 3 resting orders would have two different TrdMatchSubID(1891) values.
17ExecIDExecID required SYNOPSIS: Unique identifier of execution message as assigned by sell-side (broker, exchange, ECN) (will be 0 (zero) for ExecType (150)=I (Order Status)). Uniqueness must be guaranteed within a single trading day or the life of a multi-day order. Firms which accept multi-day orders should consider embedding a date within the ExecID field to assure uniqueness across days. (Prior to FIX 4.1 this field was of type int).
19ExecRefIDExecRefID optional SYNOPSIS: Reference identifier used with Trade, Trade Cancel and Trade Correct execution types. (Prior to FIX 4.1 this field was of type int)
150ExecTypeExecTyp required SYNOPSIS: Describes the specific ExecutionRpt (e.g. Pending Cancel) while OrdStatus(39) will always identify the current order status (e.g. Partially Filled).
2431ExecTypeReasonExecTypRsn optional SYNOPSIS: The initiating event when an ExecutionReport(35=8) is sent.
39OrdStatusOrdStat required SYNOPSIS: Identifies current status of order. *** SOME VALUES HAVE BEEN REPLACED - See "Replaced Features and Supported Approach" *** (see Volume : "Glossary" for value definitions)
636WorkingIndicatorWorkingInd optional SYNOPSIS: Indicates if the order is currently being worked. Applicable only for OrdStatus = "New". For open outcry markets this indicates that the order is being worked in the crowd. For electronic markets it indicates that the order has transitioned from a contingent order to a market order.
2838CurrentWorkingPriceCurWrkngPx optional SYNOPSIS: Current working price of the order relative to the state of the order.
ELABORATION: In the context of US CAT this can be used for the current price of the parent order when reporting a split into new (child) orders.
103OrdRejReasonRejRsn optional SYNOPSIS: Code to identify reason for order rejection. Note: Values 3, 4, and 5 will be used when rejecting an order due to pre-allocation information errors.
1328RejectTextRejTxt optional SYNOPSIS: Identifies the reason for rejection.
1664EncodedRejectTextLenEncRejTxtLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedRejectText(1665) field.
1665EncodedRejectTextEncRejTxt optional SYNOPSIS: Encoded (non-ASCII characters) representation of the RejectText(1328) field in the encoded format specified via the MessageEncoding(347) field. If used, the ASCII (English) representation should also be specified in the RejectText(1328) field.
378ExecRestatementReasonExecRstmtRsn optional SYNOPSIS: The reason for restatement when an ExecutionReport(35=8) or TradeCaptureReport(35=AE) message is sent with ExecType(150) = D (Restated) or used when communicating an unsolicited cancel.
2667AlgorithmicTradeIndicatorAlgoTrdInd optional SYNOPSIS: Indicates that the order or trade originates from a computer program or algorithm requiring little-to-no human intervention.
828TrdTypeTrdTyp optional SYNOPSIS: Type of trade assigned to a trade.
ELABORATION: Note: several enumerations of this field duplicate the enumerations in TradePriceConditions(1839) field. These may be deprecated from TrdType(828) in the future. TradePriceConditions(1839) is preferred in messages that support it.
829TrdSubTypeTrdSubTyp optional SYNOPSIS: Further qualification to the trade type
855SecondaryTrdTypeTrdTyp2 optional SYNOPSIS: Type of trade assigned to a trade. Used in addition to TrdType(828). Must not be used when only one trade type needs to be assigned.
2347RegulatoryTransactionTypeRegTxnTyp optional SYNOPSIS: Specifies the regulatory mandate or rule that the transaction complies with.
2220RegulatoryTradeIDGrpRegTrdIDoptionalSYNOPSIS: The RegulatoryTradeIDGrp is a repeating component within the TradeCaptureReport message used to report the source, value and relationship of multiple identifiers for the same trade or position. This component can be used to meet regulatory trade reporting requirements where identifiers such as the Unique Swaps Identifier (USI) in the US or the Unique Trade Identifier (UTI) in Europe and Canada are required to be reported, showing the chaining of these identifiers as needed.
ELABORATION:
570PreviouslyReportedPrevlyRpted optional SYNOPSIS: Indicates if the transaction was previously reported to the counterparty or market.
2524TradeReportingIndicatorTrdRptngInd optional SYNOPSIS: Used between parties to convey trade reporting status.
ELABORATION: In the context of regulatory reporting, this field may be used by the reporting party (e.g. party obligated to report to regulators) to inform their trading counterparty or other interested parties the trade reporting status.
1AccountAcct optional SYNOPSIS: Account mnemonic as agreed between buy and sell sides, e.g. broker and institution or investor/intermediary and fund manager.
660AcctIDSourceAcctIDSrc optional SYNOPSIS: Used to identify the source of the Account (1) code. This is especially useful if the account is a new account that the Respondent may not have setup yet in their system.
581AccountTypeAcctTyp optional SYNOPSIS: Type of account associated with an order
589DayBookingInstDayBkngInst optional SYNOPSIS: Indicates whether or not automatic booking can occur.
590BookingUnitBkngUnit optional SYNOPSIS: Indicates what constitutes a bookable unit.
591PreallocMethodPreallocMeth optional SYNOPSIS: Indicates the method of preallocation.
70AllocIDAllocID optional SYNOPSIS: Unique identifier for allocation message. (Prior to FIX 4.1 this field was of type int)
2039PreAllocGrpPreAlloptionalSYNOPSIS:
ELABORATION:
63SettlTypeSettlTyp optional SYNOPSIS: Indicates order settlement period. If present, SettlDate (64) overrides this field. If both SettlType (63) and SettDate (64) are omitted, the default for SettlType (63) is 0 (Regular) Regular is defined as the default settlement period for the particular security on the exchange of execution. In Fixed Income the contents of this field may influence the instrument definition if the SecurityID (48) is ambiguous. In the US an active Treasury offering may be re-opened, and for a time one CUSIP will apply to both the current and "when-issued" securities. Supplying a value of "7" clarifies the instrument description; any other value or the absence of this field should cause the respondent to default to the active issue. Additionally the following patterns may be uses as well as enum values Dx = FX tenor expression for "days", e.g. "D5", where "x" is any integer > 0 Mx = FX tenor expression for "months", e.g. "M3", where "x" is any integer > 0 Wx = FX tenor expression for "weeks", e.g. "W13", where "x" is any integer > 0 Yx = FX tenor expression for "years", e.g. "Y1", where "x" is any integer > 0 Noted that for FX the tenors expressed using Dx, Mx, Wx, and Yx values do not denote business days, but calendar days.
64SettlDateSettlDt optional SYNOPSIS: Specific date of trade settlement (SettlementDate) in YYYYMMDD format. If present, this field overrides SettlType (63). This field is required if the value of SettlType (63) is 6 (Future) or 8 (Sellers Option). This field must be omitted if the value of SettlType (63) is 7 (When and If Issued) (expressed in local time at place of settlement)
574MatchTypeMtchTyp optional SYNOPSIS: The point in the matching process at which this trade was matched.
1115OrderCategoryOrdCat optional SYNOPSIS: Defines the type of interest behind a trade (fill or partial fill).
544CashMarginCshMgn optional SYNOPSIS: Identifies whether an order is a margin order or a non-margin order. This is primarily used when sending orders to Japanese exchanges to indicate sell margin or buy to cover. The same tag could be assigned also by buy-side to indicate the intent to sell or buy margin and the sell-side to accept or reject (base on some validation criteria) the margin request.
635ClearingFeeIndicatorClrFeeInd optional SYNOPSIS: Indicates type of fee being assessed of the customer for trade executions at an exchange. Applicable for futures markets only at this time. (Values source CBOT, CME, NYBOT, and NYMEX):
1003InstrumentInstrmtrequiredSYNOPSIS: The Instrument component block contains all the fields commonly used to describe a security or instrument. Typically the data elements in this component block are considered the static data of a security, data that may be commonly found in a security master database. The Instrument component block can be used to describe any asset type supported by FIX.
ELABORATION:
1002FinancingDetailsFinDetlsoptionalSYNOPSIS: Component block is optionally used for financial transaction where legal contracts, master agreements or master confirmations is to be referenced. This component identifies the legal agreement under which the deal was made and other unique characteristics of the transaction. For example, the AgreementDesc(913) field refers to base standard documents such as MRA 1996 Repurchase Agreement, GMRA 2000 Bills Transaction (U.K.), MSLA 1993 Securities Loan – Amended 1998, for example.
ELABORATION:
2066UndInstrmtGrpUndlyoptionalSYNOPSIS:
ELABORATION:
4027PaymentGrpPmtoptionalSYNOPSIS: The PaymentGrp is a repeating component used to report additional payments or bullet payments.
ELABORATION: This component is positioned outside the Instrument component as it is used to specify payments based on the price and terms of the contract, e.g. upfront fee, premium amount, security lending fee and contract-based rebates. When PaymentFrequencyUnit(43103) and PaymentFrequencyPeriod(43102) are specified the payments are deemed to be periodic for the specified PaymentType(40213).
54SideSide required SYNOPSIS: Side of order (see Volume : "Glossary" for value definitions)
2102ShortMarkingExemptIndicatorSMEInd optional SYNOPSIS: Indicates whether the originating account is exempt (Y) from marking orders as short or not (N). This designation may be used on both buy and sell orders.
1688ShortSaleExemptionReasonShrtSaleExmptnRsn optional SYNOPSIS: Indicates the reason a short sale order is exempted from applicable regulation (e.g. Reg SHO addendum (b)(1) in the U.S.).
1019StipulationsStipoptionalSYNOPSIS: The Stipulations component block is used in Fixed Income to provide additional information on a given security. These additional information are usually not considered static data information.
ELABORATION:
854QtyTypeQtyTyp optional SYNOPSIS: Type of quantity specified in quantity field. ContractMultiplier (tag 231) is required when QtyType = 1 (Contracts). UnitOfMeasure (tag 996) and TimeUnit (tag 997) are required when QtyType = 2 (Units of Measure per Time Unit).
1011OrderQtyDataOrdQtyoptionalSYNOPSIS: The OrderQtyData component block contains the fields commonly used for indicating the amount or quantity of an order. Note that when this component block is marked as "required" in a message either one of these three fields must be used to identify the amount: OrderQty, CashOrderQty or OrderPercent (in the case of CIV).
ELABORATION:
1093LotTypeLotTyp optional SYNOPSIS: Defines the lot type assigned to the order.
40OrdTypeOrdTyp optional SYNOPSIS: Order type. *** SOME VALUES ARE NO LONGER USED - See "Deprecated (Phased-out) Features and Supported Approach" *** (see Volume : "Glossary" for value definitions)
423PriceTypePxTyp optional SYNOPSIS: Code to represent the price type.
ELABORATION: For Financing transactions PriceType(423) implies the "repo type" - Fixed or Floating - 9 (Yield) or 6 (Spread) respectively - and Price(44) gives the corresponding "repo rate". See Volume 1 "Glossary" for further value definitions.
1074PriceQualifierGrpPxQualoptionalSYNOPSIS: The PriceQualifierGrp component clarifies the composition of the price when standard market practice for the security calls for a price that is atypical when traded in other markets, or when a price can be expressed in more than one way.
ELABORATION:
44PricePx optional SYNOPSIS: Price per unit of quantity (e.g. per share)
1092PriceProtectionScopePxPrtScp optional SYNOPSIS: Defines the type of price protection the customer requires on their order.
99StopPxStopPx optional SYNOPSIS: Price per unit of quantity (e.g. per share)
1030TriggeringInstructionTrgrInstroptionalSYNOPSIS: The TriggeringInstruction component block specifies the conditions under which an order will be triggered by related market events as well as the behavior of the order in the market once it is triggered.
ELABORATION:
1823TriggeredTrgrd optional SYNOPSIS: Indicates whether order has been triggered during its lifetime. Applies to cases where original information, e.g. OrdType(40), is modified when the order is triggered.
1013PegInstructionsPegInstroptionalSYNOPSIS: The Peg Instructions component block is used to tie the price of a security to a market event such as opening price, mid-price, best price. The Peg Instructions block may also be used to tie the price to the behavior of a related security.
ELABORATION:
1001DiscretionInstructionsDiscInstroptionalSYNOPSIS: The presence of DiscretionInstructions component block on an order indicates that the trader wishes to display one price but will accept trades at another price.
ELABORATION:
839PeggedPricePeggedPx optional SYNOPSIS: The price the order is currently pegged at
1095PeggedRefPricePggdRefPx optional SYNOPSIS: The value of the reference price that the order is pegged to. PeggedRefPrice + PegOffsetValue (211) = PeggedPrice (839) unless the limit price (44, Price) is breached. The values may not be exact due to rounding.
845DiscretionPriceDsctnPx optional SYNOPSIS: The current discretionary price of the order
1740TradePriceNegotiationMethodTrdPxNegottnMeth optional SYNOPSIS: Method used for negotiation of contract price.
1742UpfrontPriceUpfrontPx optional SYNOPSIS: Price used to determine upfront payment for swaps contracts.
1741UpfrontPriceTypeUpfrontPxTyp optional SYNOPSIS: Type of price used to determine upfront payment for swaps contracts.
847TargetStrategyTgtStrategy optional SYNOPSIS: The target strategy of the order 1000+ = Reserved and available for bi-laterally agreed upon user defined values
2086StrategyParametersGrpStrtPrmGrpoptionalSYNOPSIS:
ELABORATION:
848TargetStrategyParametersTgtStrategyParameters optional SYNOPSIS: Field to allow further specification of the TargetStrategy - usage to be agreed between counterparties
849ParticipationRateParticipationRt optional SYNOPSIS: For a TargetStrategy=Participate order specifies the target particpation rate. For other order types this is a volume limit (i.e. do not be more than this percent of the market volume)
850TargetStrategyPerformanceTgtStrategyPerformance optional SYNOPSIS: For communication of the performance of the order versus the target strategy
15CurrencyCcy optional SYNOPSIS: Identifies currency used for price. Absence of this field is interpreted as the default for the security. It is recommended that systems provide the currency value whenever possible. See "Appendix 6-A: Valid Currency Codes" for information on obtaining valid values.
376ComplianceIDComplianceID optional SYNOPSIS: ID used to represent this transaction for compliance purposes (e.g. OATS reporting).
2404ComplianceTextComplianceTxt optional SYNOPSIS: Free text for compliance information required for regulatory reporting.
2351EncodedComplianceTextLenEncComplianceTxtLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedComplianceText(2352) field.
2352EncodedComplianceTextEncComplianceTxt optional SYNOPSIS: Encoded (non-ASCII characters) representation of the ComplianceText(2404) field in the encoded format specified via the MessageEncoding (347) field. If used, the ASCII (English) representation should also be specified in the ComplianceText(2404) field.
377SolicitedFlagSolFlag optional SYNOPSIS: Indicates whether or not the order was solicited.
59TimeInForceTmInForce optional SYNOPSIS: Specifies how long the order remains in effect. Absence of this field is interpreted as DAY. NOTE not applicable to CIV Orders.
168EffectiveTimeEfctvTm optional SYNOPSIS: Time the details within the message should take effect (always expressed in UTC (Universal Time Coordinated, also known as "GMT")
432ExpireDateExpireDt optional SYNOPSIS: Date of order expiration (last day the order can trade), always expressed in terms of the local market date. The time at which the order expires is determined by the local market's business practices
126ExpireTimeExpireTm optional SYNOPSIS: Time/Date of order expiration (always expressed in UTC (Universal Time Coordinated, also known as "GMT") The meaning of expiration is specific to the context where the field is used. For orders, this is the expiration time of a Good Til Date TimeInForce. For Quotes - this is the expiration of the quote. Expiration time is provided across the quote message dialog to control the length of time of the overall quoting process. For collateral requests, this is the time by which collateral must be assigned. For collateral assignments, this is the time by which a response to the assignment is expected. For credit/risk limit checks, this is the time when the reserved credit limit will expire for the requested transaction.
1629ExposureDurationExpsreDur optional SYNOPSIS: This is the time in seconds of a "Good for Time" (GFT) TimeInForce. Positive integer value which represents the time is seconds in which the new order remains active in the market before it is automatically cancelled (e.g. expired). Bi-lateral agreements will dictate the maximum value of this field. It is assumed that most systems will impose a max limit of 86,400 seconds (i.e. 24 hours). For Quotes: The period of time a quoted price is tradable(i.e. on-the-wire) before it becomes indicative (i.e. off-the-wire).
1916ExposureDurationUnitExpsreDurUnit optional SYNOPSIS: Time unit in which the ExposureDuration(1629) is expressed.
18ExecInstExecInst optional SYNOPSIS: Instructions for order handling on exchange trading floor. If more than one instruction is applicable to an order, this field can contain multiple instructions separated by space. *** SOME VALUES HAVE BEEN REPLACED - See "Replaced Features and Supported Approach" *** (see Volume : "Glossary" for value definitions)
1805AuctionInstructionAuctInst optional SYNOPSIS: Instruction related to system generated auctions, e.g. flash order auctions.
1057AggressorIndicatorAgrsrInd optional SYNOPSIS: Used to identify whether the order initiator is an aggressor or not in the trade.
528OrderCapacityCpcty optional SYNOPSIS: Designates the capacity of the firm placing the order. (as of FIX 4.3, this field replaced Rule80A (tag 47) --used in conjunction with OrderRestrictions (529) field) (see Volume : "Glossary" for value definitions)
529OrderRestrictionsRstctions optional SYNOPSIS: Restrictions associated with an order. If more than one restriction is applicable to an order, this field can contain multiple instructions separated by space.
1815TradingCapacityTrdgCpcty optional SYNOPSIS: Designates the capacity in which the order is submitted for trading by the market participant.
1934RegulatoryReportTypeRegRptTyp optional SYNOPSIS: Type of regulatory report.
1091PreTradeAnonymityPrTrdAnon optional SYNOPSIS: Allows trader to explicitly request anonymity or disclosure in pre-trade market data feeds. Anonymity is relevant in markets where counterparties are regularly disclosed in order depth feeds. Disclosure is relevant when counterparties are not normally visible.
1390TradePublishIndicatorTrdPubInd optional SYNOPSIS: Indicates if a trade should be or has been published via a market publication service. The indicator governs all publication services of the recipient. Replaces PublishTrdIndicator(852).
582CustOrderCapacityCustCpcty optional SYNOPSIS: Capacity of customer placing the order.
ELABORATION: Used by futures exchanges to indicate the CTICode (customer type indicator) as required by the US CFTC (Commodity Futures Trading Commission). May be used as required by other regulatory commissions for similar purposes.
1073OrderAttributeGrpOrdAttriboptionalSYNOPSIS: The OrderAttributeGrp component provides additional attributes about the order. Attributes included in this component are primarily "indicators" that may be associated with regulatory requirements and are typically not part of normal trading activities.
ELABORATION:
32LastQtyLastQty optional SYNOPSIS: Quantity (e.g. shares) bought/sold on this (last) fill. (Prior to FIX 4.2 this field was of type int)
1056CalculatedCcyLastQtyCalcCcyLastQty optional SYNOPSIS: Used for the calculated quantity of the other side of the currency trade. Can be derived from LastQty and LastPx.
1071LastSwapPointsLastSwapPnts optional SYNOPSIS: For FX Swap, this is used to express the last market event for the differential between the far leg's bid/offer and the near leg's bid/offer in a fill or partial fill. Value can be negative. Expressed in decimal form. For example, 61.99 points is expressed and sent as 0.006199
652UnderlyingLastQtyUndLastQty optional SYNOPSIS: The calculated or traded quantity for the underlying instrument that corresponds to a derivative. Used for transactions that include the cash instrument and the derivative.
1828LastQtyVarianceLastQtyVarnc optional SYNOPSIS: When LastQty is an estimated value, e.g. for a Repo “circled” trade, LastQtyVariance specifies the absolute amount that the size may vary up or down when finalized. Omitted when LastQty(32) is already final.
31LastPxLastPx optional SYNOPSIS: Price of this (last) fill.
651UnderlyingLastPxUndLastPx optional SYNOPSIS: The calculated or traded price for the underlying instrument that corresponds to a derivative. Used for transactions that include the cash instrument and the derivative.
669LastParPxLastParPx optional SYNOPSIS: Last price expressed in percent-of-par. Conditionally required for Fixed Income trades when LastPx (31) is expressed in Yield, Spread, Discount or any other type. Usage: Execution Report and Allocation Report repeating executions block (from sellside).
631MidPxMidPx optional SYNOPSIS: Mid price/rate. For OTC swaps this is the mid-market mark (for example, as defined by CFTC). For uncleared OTC swaps, LegMidPx(2346) and the MidPx(631) fields are mutually exclusive.
194LastSpotRateLastSpotRt optional SYNOPSIS: F/X spot rate.
195LastForwardPointsLastFwdPnts optional SYNOPSIS: F/X forward points added to LastSpotRate (94). May be a negative value. Expressed in decimal form. For example, 61.99 points is expressed and sent as 0.006199
1743LastUpfrontPriceLastUpfrontPx optional SYNOPSIS: Price used to determine upfront payment for swaps contracts reported for a deal (trade).
2750ReportingPxRptngPx optional SYNOPSIS: Represents the reportable price on fill when an instance of the Parties component with PartyRole(452) = 73 (Execution Venue) is present to prevent having to compute running totals.
2751ReportingQtyRptngQty optional SYNOPSIS: Represents the reportable quantity on fill when an instance of the Parties component with PartyRole(452) = 73 (Execution Venue) is present to prevent having to compute running totals.
30LastMktLastMkt optional SYNOPSIS: Market of execution for last fill, or an indication of the market where an order was routed Valid values: See "Appendix 6-C"
ELABORATION: In the context of ESMA RTS 1 Annex I, Table 3, Field 6 "Venue of Execution" it is required that the "venue where the transaction was executed" be identified using ISO 10383 (MIC). Additionally, ESMA requires the use of "MIC code 'XOFF' for financial instruments admitted to trading or traded on a trading venue, where the transaction on that financial instrument is not executed on a trading venue, systematic internaliser or organized trading platform outside of the Union. Use 'SINT' for financial instruments admitted to trading or traded on a trading venue, where the transaction is executed on a systematic internaliser."
1430VenueTypeVenuTyp optional SYNOPSIS: Identifies the type of venue where a trade was executed
1300MarketSegmentIDMktSegID optional SYNOPSIS: Identifies the market segment
100ExDestinationExDest optional SYNOPSIS: Execution destination as defined by institution when order is entered. Valid values: See "Appendix 6-C"
1133ExDestinationIDSourceExDestIDSrc optional SYNOPSIS: The ID source of ExDestination
2704ExDestinationTypeExDestTyp optional SYNOPSIS: Identifies the type of execution destination for the order.
336TradingSessionIDSesID optional SYNOPSIS: Identifier for a trading session. A trading session spans an extended period of time that can also be expressed informally in terms of the trading day. Usage is determined by market or counterparties. To specify good for session where session spans more than one calendar day, use TimeInForce = 0 (Day) in conjunction with TradingSessionID(336). Bilaterally agreed values of data type "String" that start with a character can be used for backward compatibility.
625TradingSessionSubIDSesSub optional SYNOPSIS: Optional market assigned sub identifier for a trading phase within a trading session. Usage is determined by market or counterparties. Used by US based futures markets to identify exchange specific execution time bracket codes as required by US market regulations. Bilaterally agreed values of data type "String" that start with a character can be used for backward compatibility
943TimeBracketTmBkt optional SYNOPSIS: A code that represents a time interval in which a fill or trade occurred. Required for US futures markets.
29LastCapacityLastCpcty optional SYNOPSIS: Broker capacity in order execution
1065LimitAmtsLmtAmtsoptionalSYNOPSIS:
ELABORATION:
151LeavesQtyLeavesQty required SYNOPSIS: Quantity open for further execution. If the OrdStatus (39) is Canceled, DoneForTheDay, Expired, Calculated, or Rejected (in which case the order is no longer active) then LeavesQty could be 0, otherwise LeavesQty = OrderQty (38) - CumQty (14). (Prior to FIX 4.2 this field was of type int)
14CumQtyCumQty required SYNOPSIS: Total quantity (e.g. number of shares) filled. (Prior to FIX 4.2 this field was of type int)
84CxlQtyCxlQty optional SYNOPSIS: Total quantity canceled for this order. (Prior to FIX 4.2 this field was of type int)
6AvgPxAvgPx optional SYNOPSIS: Calculated average price of all fills on this order. For Fixed Income trades AvgPx is always expressed as percent-of-par, regardless of the PriceType (423) of LastPx (31). I.e., AvgPx will contain an average of percent-of-par values (see LastParPx (669)) for issues traded in Yield, Spread or Discount.
424DayOrderQtyDayOrdQty optional SYNOPSIS: For GT orders, the OrderQty (38) less all quantity (adjusted for stock splits) that traded on previous days. DayOrderQty (424) = OrderQty - (CumQty (14) - DayCumQty (425))
425DayCumQtyDayCumQty optional SYNOPSIS: Quantity on a GT order that has traded today.
426DayAvgPxDayAvgPx optional SYNOPSIS: The average price for quantity on a GT order that has traded today.
1361TotNoFillsTotNoFills optional SYNOPSIS: Total number of fill entries across all messages. Should be the sum of all NoFills(1362) in each message that has repeating list of fill entries related to the same ExecID(17). Used to support fragmentation.
893LastFragmentLastFragment optional SYNOPSIS: Indicates whether this message is the last in a sequence of messages for those messages that support fragmentation, such as Allocation Instruction, Mass Quote, Security List, Derivative Security List
2112FillsGrpFillsGrpoptionalSYNOPSIS:
ELABORATION:
2202OrderEventGrpOrdEventoptionalSYNOPSIS: List the different types of events affecting orders. These can include entry, modification and deletion of orders as well as executions (fills). Modifications can be solicited or unsolicited, e.g. triggering of stop orders, replenishment of reserve orders, orders being suspended (locked) or released from suspension.
ELABORATION:
2830EventInitiatorTypeEvntInitrTyp optional SYNOPSIS: Indicates the type of entity who initiated an event, e.g. modification or cancellation of an order or quote.
427GTBookingInstGTBkngInst optional SYNOPSIS: Code to identify whether to book out executions on a part-filled GT order on the day of execution or to accumulate.
75TradeDateTrdDt optional SYNOPSIS: Indicates date of trading day. Absence of this field indicates current day (expressed in local time at place of trade).
60TransactTimeTxnTm optional SYNOPSIS: Timestamp when the business transaction represented by the message occurred.
113ReportToExchRptToExch optional SYNOPSIS: Identifies party of trade responsible for exchange reporting.
1000CommissionDataCommoptionalSYNOPSIS: The CommissionData component block is used to carry commission information such as the type of commission and the rate. Use the CommissionDataGrp component as an alternative if multiple commissions or enhanced attributes are needed.
ELABORATION: This component may be used to provide aggregated commission data of a given CommType(13) where the CommissionDataGrp maybe used to include the detail splits provided the commission is of the same commission basis type. For example, CommissionData may contain CommType(13) of 3 (Absolute) and a Commission(12) value of "15". CommissionDataGrp may be used to show how this Commission(12) value of "15" is split up as long as the CommissionBasis(2642) is also 3 (Absolute) for each of the instances added together. This method of aggregated commission data may also be applied to this component to provide a total when the instances of the detail splits in CommissionDataGrp contain leg level information (indicated by the usage of CommissionLegRefID(2649) in CommissionDataGrp). Note that it is only possible to aggregate values for a single commission basis type.
1070CommissionDataGrpCommDataoptionalSYNOPSIS: The CommissionDataGrp component block is used to carry commission information such as the type of commission and the rate. It provides an alternative to the CommissionData component if multiple commissions or enhanced attributes are needed.
ELABORATION: The CommissionLegRefID(2649) field is used to reference the LegID(1788) within the InstrumentLeg component, allowing for specifying instrument leg specific commission values when a multilegged security is fully expressed in the same message. This component is not intended for non-leg instances of the CommissionDataGrp component to represent aggregated values of the leg instances within the component when both leg and non-leg instances are included.
1018SpreadOrBenchmarkCurveDataSprdBnchmkCurveoptionalSYNOPSIS: The SpreadOrBenchmarkCurveData component block is primarily used for Fixed Income to convey spread to a benchmark security or curve.
ELABORATION:
2252RelativeValueGrpReltvValoptionalSYNOPSIS: The RelativeValueGrp component is used to convey relative valuation metrics or analytics for a given instrument.
ELABORATION: Relative valuation metrics or analytics are commonly provided by the trading party providing pricing as part of fixed income cash bonds or OTC derivatives indication or quoting activities.
1022YieldDataYieldoptionalSYNOPSIS: The YieldData component block conveys yield information for a given Fixed Income security.
ELABORATION:
381GrossTradeAmtGrossTrdAmt optional SYNOPSIS: Total amount traded expressed in units of currency - usually quantity * price. For FX Futures this is used to express the notional value of a fill when quantity fields are expressed in terms of contract size (i.e. quantity * price * contract size).
157NumDaysInterestNumDaysInt optional SYNOPSIS: Number of Days of Interest for convertible bonds and fixed income. Note value may be negative.
230ExDateExDt optional SYNOPSIS: The date when a distribution of interest is deducted from a securities assets or set aside for payment to bondholders. On the ex-date, the securities price drops by the amount of the distribution (plus or minus any market activity). (Note tag # was reserved in FIX 4.1, added in FIX 4.3) (prior to FIX 4.4 field was of type UTCDate)
158AccruedInterestRateAcrdIntRt optional SYNOPSIS: The amount the buyer compensates the seller for the portion of the next coupon interest payment the seller has earned but will not receive from the issuer because the issuer will send the next coupon payment to the buyer. Accrued Interest Rate is the annualized Accrued Interest amount divided by the purchase price of the bond.
159AccruedInterestAmtAcrdIntAmt optional SYNOPSIS: Amount of Accrued Interest for convertible bonds and fixed income
738InterestAtMaturityIntAtMat optional SYNOPSIS: Amount of interest (i.e. lump-sum) at maturity.
920EndAccruedInterestAmtEndAcrdIntAmt optional SYNOPSIS: Accrued Interest Amount applicable to a financing transaction on the End Date.
921StartCashStartCsh optional SYNOPSIS: Starting dirty cash consideration of a financing deal, i.e. paid to the seller on the Start Date.
922EndCashEndCsh optional SYNOPSIS: Ending dirty cash consideration of a financing deal. i.e. reimbursed to the buyer on the End Date.
258TradedFlatSwitchTrddFlatSwitch optional SYNOPSIS: Driver and part of trade in the event that the Security Master file was wrong at the point of entry(Note tag # was reserved in FIX 4.1, added in FIX 4.3)
259BasisFeatureDateBasisFeatureDt optional SYNOPSIS: BasisFeatureDate allows requesting firms within fixed income the ability to request an alternative yield-to-worst, -maturity, -extended or other call. This flows through the confirm process. (Note tag # was reserved in FIX 4.1, added in FIX 4.3) (prior to FIX 4.4 field was of type UTCDate)
260BasisFeaturePriceBasisFeaturePx optional SYNOPSIS: Price for BasisFeatureDate. See BasisFeatureDate (259) (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
238ConcessionConcession optional SYNOPSIS: Provides the reduction in price for the secondary market in Muncipals. (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
237TotalTakedownTotTakedown optional SYNOPSIS: The price at which the securities are distributed to the different members of an underwriting group for the primary market in Municipals, total gross underwriter's spread. (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
118NetMoneyNetMny optional SYNOPSIS: Total amount due as the result of the transaction (e.g. for Buy order - principal + commission + fees) reported in currency of execution.
119SettlCurrAmtSettlCurrAmt optional SYNOPSIS: Total amount due expressed in settlement currency (includes the effect of the forex transaction)
120SettlCurrencySettlCcy optional SYNOPSIS: Currency code of settlement denomination.
1062RateSourceRtSrcoptionalSYNOPSIS:
ELABORATION:
2795OffshoreIndicatorOffshrInd optional SYNOPSIS: Indicates the type of the currency rate being used. This is relevant for currencies that have offshore rate that different from onshore rate.
155SettlCurrFxRateSettlCurrFxRt optional SYNOPSIS: Foreign exchange rate used to compute SettlCurrAmt (9) from Currency (5) to SettlCurrency (20)
156SettlCurrFxRateCalcSettlCurrFxRtCalc optional SYNOPSIS: Specifies whether or not SettlCurrFxRate (155) should be multiplied or divided.
21HandlInstHandlInst optional SYNOPSIS: Instructions for order handling on Broker trading floor
110MinQtyMinQty optional SYNOPSIS: Minimum quantity of an order to be executed. (Prior to FIX 4.2 this field was of type int)
1822MinQtyMethodMinQtyMeth optional SYNOPSIS: Indicates how the minimum quantity should be applied when executing the order.
1089MatchIncrementMtchInc optional SYNOPSIS: Allows orders to specify a minimum quantity that applies to every execution (one execution could be for multiple counter-orders). The order may still fill against smaller orders, but the cumulative quantity of the execution must be in multiples of the MatchIncrement.
1090MaxPriceLevelsMxPxLvls optional SYNOPSIS: Allows an order to specify a maximum number of price levels to trade through. Only valid for aggressive orders and during continuous (autoexecution) trading sessions. Property lost when order is put on book. A partially filled order is assigned last trade price as limit price. Non-filled order behaves as ordinary Market or Limit.
2676MaximumPricePercentageMaxPxPctage optional SYNOPSIS: Maximum deviation, in percentage terms, of an execution price from a reference price, e.g. the initial price of a match event.
2211ValueChecksGrpValuChkoptionalSYNOPSIS: This component can be used by the message submitter to provide a list of value types to be checked by the counterparty or message recipient.
ELABORATION:
1064MatchingInstructionsMtchgInstoptionalSYNOPSIS:
ELABORATION:
2362SelfMatchPreventionIDSlfMtchPrvntnID optional SYNOPSIS: Identifies an order or trade that should not be matched to an opposite order or trade if both buy and sell orders for the same asset contain the same SelfMatchPreventionID(2362) and submitted by the same firm.
2523CrossedIndicatorCrssdInd optional SYNOPSIS: Indicates whether the order or quote was crossed with another order or quote having the same context, e.g. having accounts with a common ownership.
1029DisplayInstructionDsplyInstroptionalSYNOPSIS: The DisplayInstruction component block is used to convey instructions on how a reserved order is to be handled in terms of when and how much of the order quantity is to be displayed to the market.
ELABORATION:
2203DisclosureInstructionGrpDisclsrInstoptionalSYNOPSIS: Repeating group of instructions, each of which relates to one or more elements of an order. The instruction itself conveys whether the information should be disclosed, e.g. in market data, or not.
ELABORATION:
111MaxFloorMaxFloor optional SYNOPSIS: The quantity to be displayed . Required for reserve orders. On orders specifies the qty to be displayed, on execution reports the currently displayed quantity.
1816ClearingAccountTypeClrAcctTyp optional SYNOPSIS: Designates the account type to be used for the order when submitted to clearing.
77PositionEffectPosEfct optional SYNOPSIS: Indicates whether the resulting position after a trade should be an opening position or closing position. Used for omnibus accounting - where accounts are held on a gross basis instead of being netted together.
210MaxShowMaxShow optional SYNOPSIS: Maximum quantity (e.g. number of shares) within an order to be shown to other customers (i.e. sent via an IOI). (Prior to FIX 4.2 this field was of type int)
775BookingTypeBkngTyp optional SYNOPSIS: Method for booking out this order. Used when notifying a broker that an order to be settled by that broker is to be booked out as an OTC derivative (e.g. CFD or similar).
58TextTxt optional SYNOPSIS: Free format text string (Note: this field does not have a specified maximum length)
354EncodedTextLenEncTxtLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedText (355) field.
355EncodedTextEncTxt optional SYNOPSIS: Encoded (non-ASCII characters) representation of the Text (58) field in the encoded format specified via the MessageEncoding (347) field. If used, the ASCII (English) representation should also be specified in the Text(58) field.
193SettlDate2SettlDt2 optional SYNOPSIS: SettDate (64) of the future part of a F/X swap order.
192OrderQty2Qty2 optional SYNOPSIS: OrderQty (38) of the future part of a F/X swap order.
641LastForwardPoints2LastFwdPnts2 optional SYNOPSIS: F/X forward points of the future part of a F/X swap order added to LastSpotRate (94). May be a negative value.
442MultiLegReportingTypeMLegRptTyp optional SYNOPSIS: Used to indicate how the multi-legged security (e.g. option strategies, spreads, etc.) is being reported.
1385ContingencyTypeContingencyType optional SYNOPSIS: Defines the type of contingency.
480CancellationRightsCxllationRights optional SYNOPSIS: For CIV - A one character code identifying whether Cancellation rights/Cooling off period applies.
481MoneyLaunderingStatusMnyLaunderingStat optional SYNOPSIS: A one character code identifying Money laundering status.
513RegistIDRegistID optional SYNOPSIS: Unique identifier of the registration details as assigned by institution or intermediary.
494DesignationDesignation optional SYNOPSIS: Free format text defining the designation to be associated with a holding on the register. Used to identify assets of a specific underlying investor using a common registration, e.g. a broker's nominee or street name.
483TransBkdTimeTransBkdTm optional SYNOPSIS: For CIV A date and time stamp to indicate the time a CIV order was booked by the fund manager. For derivatives a date and time stamp to indicate when this order was booked with the agent prior to submission to the VMU. Indicates the time at which the order was finalized between the buyer and seller prior to submission.
515ExecValuationPointExecValuationPoint optional SYNOPSIS: For CIV - a date and time stamp to indicate the fund valuation point with respect to which a order was priced by the fund manager.
484ExecPriceTypeExecPxTyp optional SYNOPSIS: For CIV - Identifies how the execution price LastPx (31) was calculated from the fund unit/share price(s) calculated at the fund valuation point.
485ExecPriceAdjustmentExecPxAdjment optional SYNOPSIS: For CIV the amount or percentage by which the fund unit/share price was adjusted, as indicated by ExecPriceType (484)
638PriorityIndicatorPriInd optional SYNOPSIS: Indicates if a Cancel/Replace has caused an order to lose book priority.
639PriceImprovementPxImprvmnt optional SYNOPSIS: Amount of price improvement.
851LastLiquidityIndLastLqdtyInd optional SYNOPSIS: Indicator to identify whether this fill was a result of a liquidity provider providing or liquidity taker taking the liquidity.
2011ContAmtGrpContAmtoptionalSYNOPSIS:
ELABORATION:
2018InstrmtLegExecGrpExecoptionalSYNOPSIS:
ELABORATION:
797CopyMsgIndicatorCopyMsgInd optional SYNOPSIS: Indicates whether or not this message is a drop copy of another message.
2035MiscFeesGrpMiscFeesoptionalSYNOPSIS: The MiscFeesGrp component is used to provide details of trade and transaction fees other than commissions, e.g. regulatory, exchange, taxes, levies, markup, trade reporting, etc. In the context of ESMA RTS 27 Best Execution Reporting, it may also be used to collect and publish the nature and level of current venue fees, rebates and payouts. Use MiscFeeQualifier(2712) to communicate whether the fee affects trade economics.
ELABORATION: MiscFeesGrp should be used to convey fees related to the transaction (e.g. taxes, transaction based fees, etc.) and should not be used to specify payments based on the price or terms of the contract (e.g. upfront fee, premium amount, security lending fee, contract-based rebates, related fee resets, payment frequency, etc.). For contractual payments use the PaymentGrp component instead.
1380DividendYieldDividendYield optional SYNOPSIS: The continuously-compounded annualized dividend yield of the underlying(s) of an option. Used as a parameter to theoretical option pricing models.
1028ManualOrderIndicatorManOrdInd optional SYNOPSIS: Indicates if an order, quote or trade was initially received manually (as opposed to electronically) or if it was entered manually (as opposed to entered by automated trading software).
1029CustDirectedOrderCustDrctdOrd optional SYNOPSIS: Indicates if the customer directed this order to a specific execution venue "Y" or not "N". A default of "N" customer did not direct this order should be used in the case where the information is both missing and essential.
1030ReceivedDeptIDRcvdDptID optional SYNOPSIS: Identifies the broker-dealer department that first took the order.
1031CustOrderHandlingInstCustOrdHdlInst optional SYNOPSIS: Codes that apply special information that the Broker / Dealer needs to report, as specified by the customer. NOTE: This field and its values have no bearing on the ExecInst and TimeInForce fields. These values should not be used instead of ExecInst or TimeInForce. This field and its values are intended for compliance reporting and/or billing purposes only. For OrderHandlingInstSrc(1032) = 1 (FINRA OATS), valid values are (as of OATS Phase 3 as provided by FINRA. See also http://www.finra.org/Industry/Compliance/MarketTransparency/OATS/PhaseIII/index.htm for a complete list. For OrderHandlingInstSrc(1032) = 2 (FIA Execution Source Code), only one enumeration value may be specified.
1032OrderHandlingInstSourceOrdHndlInstSrc optional SYNOPSIS: Identifies the class or source of the order handling instruction values.  Scope of this will apply to both CustOrderHandlingInst(1031) and DeskOrderHandlingInst(1035). Conditionally required when CustOrderHandlingInst(1031) or DeskOrderHandlingInst(1035) is specified.
1724OrderOriginationOrdOrigntn optional SYNOPSIS: Identifies the origin of the order.
2882ContraOrderOriginationCntraOrdOrigntn optional SYNOPSIS: Identifies the origin of the order from the counterparty of the execution or trade.
1725OriginatingDeptIDOrigntngDeptID optional SYNOPSIS: An identifier representing the department or desk within the firm that originated the order.
1726ReceivingDeptIDRcvgDeptID optional SYNOPSIS: An identifier representing the department or desk within the firm that received the order.
2883RoutingArrangmentIndicatorRtgArngmntInd optional SYNOPSIS: Indicates whether a routing arrangement is in place, e.g. between two brokers. May be used together with OrderOrigination(1724) to further describe the origin of an order.
ELABORATION: An arrangement under which a participant of a marketplace permits a broker to electronically transmit orders containing the identifier of the participant. This can be either through the systems of the participant for automatic onward transmission to a marketplace or directly to a marketplace without being electronically transmitted through the systems of the participant.
2884ContraRoutingArrangmentIndicatorCntraRtgArngmntInd optional SYNOPSIS: Indicates whether a routing arrangement is in place, e.g. between two brokers. May be used together with ContraOrderOrigination(2882) to further describe the origin of an order.
2525AffiliatedFirmsTradeIndicatorAffltdFirmsTrdInd optional SYNOPSIS: Indicates whether the transaction or position was entered into between two affiliated firms. I.e. one counterparty has an ownership interest in the other counterparty but less than the majority interest.
ELABORATION: This trade attribute was identified under and applies to the Canadian CSA trade reporting regulations.
522OwnerTypeOwnerTyp optional SYNOPSIS: Identifies the type of owner.
2679OrderOwnershipIndicatorOrdOwnershipInd optional SYNOPSIS: Change of ownership of an order to a specific party.
1020TrdRegTimestampsTrdRegTSoptionalSYNOPSIS: The TrdRegTimestamps component block is used to express timestamps for an order or trade that are required by regulatory agencies These timesteamps are used to identify the timeframes for when an order or trade is received on the floor, received and executed by the broker, etc.
ELABORATION:
1072TrdRegPublicationGrpTrdRegPublctnoptionalSYNOPSIS: The TrdRegPublicationGrp component is used to express trade publication reasons that are required by regulatory agencies. Reasons may include deferrals, exemptions, waivers, etc.
ELABORATION: Under the MiFID II regulation, this is used for indicating the reduction of pre- ("waivers") or post-trade transparency. In cases where a trade has been made outside an open order book venue or publication of trade data has been deferred, pertinent reason indicators are set in the TrdRegPublicationReason(2670) to further qualify the TrdRegPublicationType(2669).
2206TradePriceConditionGrpTrdPxCondsoptionalSYNOPSIS: Price conditions associated with a trade that impact trade price.
ELABORATION:
1937TradeContinuationTrdContntn optional SYNOPSIS: Specifies the post-execution trade continuation or lifecycle event. Additional values may be used by mutual agreement of the counterparties.
2374TradeContinuationTextTrdContntnTxt optional SYNOPSIS: Free form text to specify additional trade continuation information or data.
2372EncodedTradeContinuationTextLenEncTrdContntnTextLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedTradeContinuationText(2371) field.
2371EncodedTradeContinuationTextEncTrdContntnText optional SYNOPSIS: Encoded (non-ASCII characters) representation of the TradeContinuationText(2374) field in the encoded format specified via the MessageEncoding(347) field. If used, the ASCII (English) representation should also be specified in the TradeContinuationText(2374) field.
1188VolatilityVol optional SYNOPSIS: Annualized volatility for option model calculations
1189TimeToExpirationTmToExp optional SYNOPSIS: Time to expiration in years calculated as the number of days remaining to expiration divided by 365 days per year.
1190RiskFreeRateRFR optional SYNOPSIS: Interest rate. Usually some form of short term rate.
811PriceDeltaPxDelta optional SYNOPSIS: The rate of change in the price of a derivative with respect to the movement in the price of the underlying instrument(s) upon which the derivative instrument price is based. This value is normally between -1.0 and 1.0.
1917CoverPriceCoverPx optional SYNOPSIS: The best quoted price received among those not traded.
1069ThrottleResponseThrttlRspoptionalSYNOPSIS:
ELABORATION:
1080RefOrderIDRefOrdID optional SYNOPSIS: The ID reference to the order being hit or taken. For pre-trade credit/risk limit check process, this is the reference to the placed order, quote request or quote for the credit/risk limit check.
1081RefOrderIDSourceRefOrdIDSrc optional SYNOPSIS: Used to specify the source for the identifier in RefOrderID(1080). This can be an identifier provided in order depth market data when hitting (taking) a specific order or to identify what type of order or quote reference is being provided when seeking credit limit check. In the context of US CAT this can be used to identify related orders and quotes which are parent, previous, or manual orders or quotes. Previous relates to orders changing their unique system assigned order identifier.
1806RefClOrdIDRefClOrdID optional SYNOPSIS: Used to reference an order via ClOrdID(11).
2270RelatedOrderGrpReltdOrdoptionalSYNOPSIS: This component is used to identify orders that are related to the order identified outside of this component for a business purpose. For example, the bundling of multiple orders into a single order. This component should not be used in lieu of explicit FIX fields that denote specific semantic relationships, but rather should be used when no such fields exist.
ELABORATION:
1803AuctionTypeAuctTyp optional SYNOPSIS: Type of auction order.
1804AuctionAllocationPctAuctPct optional SYNOPSIS: Percentage of matched quantity to be allocated to the submitter of the response to an auction order.
1808LockedQtyLckQty optional SYNOPSIS: Locked order quantity.
1809SecondaryLockedQtyLckQty2 optional SYNOPSIS: Locked order quantity in addition to LockedQty (1808), e.g. to distinguish total locked quantity from currently locked quantity.
1807LockTypeLckTyp optional SYNOPSIS: Indicates whether an order is locked and for what reason.
1810ReleaseInstructionRlsInst optional SYNOPSIS: Instruction to define conditions under which to release a locked order or parts of it.
1811ReleaseQtyRlsQty optional SYNOPSIS: Quantity to be made available, i.e. released from a lock.
1819RelatedHighPriceReltdHiPx optional SYNOPSIS: Upper boundary for the price of a related entity, e.g. price of the underlying instrument in an Underlying Price Contingency (UPC) order.
1820RelatedLowPriceReltdLowPx optional SYNOPSIS: Lower boundary for the price of a related entity, e.g. price of the underlying instrument in an Underlying Price Contingency (UPC) order.
1821RelatedPriceSourceReltdPxSrc optional SYNOPSIS: Source for the price of a related entity, e.g. price of the underlying instrument in an Underlying Price Contingency (UPC) order. Can be used together with RelatedHighPrice (1819) and/or RelatedLowPrice (1820).
1025StandardTrailerTrlrrequiredSYNOPSIS: The standard FIX message trailer
ELABORATION: