Component Instrument Scenario base

SYNOPSIS: The Instrument component block contains all the fields commonly used to describe a security or instrument. Typically the data elements in this component block are considered the static data of a security, data that may be commonly found in a security master database. The Instrument component block can be used to describe any asset type supported by FIX.
ELABORATION:

ID Abbr
1003Instrmt

Pedigree

Added EP Updated EP Deprecated EP
FIX.4.3

Members

ID Name Abbr Presence Description
55SymbolSym optional SYNOPSIS: Ticker symbol. Common, "human understood" representation of the security. SecurityID (48) value can be specified if no symbol exists (e.g. non-exchange traded Collective Investment Vehicles) Use "[N/A]" for products which do not have a symbol.
65SymbolSfxSfx optional SYNOPSIS: Additional information about the security (e.g. preferred, warrants, etc.). Note also see SecurityType (167). As defined in the NYSE Stock and bond Symbol Directory and in the AMEX Fitch Directory.
48SecurityIDID optional SYNOPSIS: Security identifier value of SecurityIDSource (22) type (e.g. CUSIP, SEDOL, ISIN, etc). Requires SecurityIDSource.
22SecurityIDSourceSrc optional SYNOPSIS: Identifies class or source of the SecurityID(48) value.
2071SecAltIDGrpAIDoptionalSYNOPSIS:
ELABORATION:
460ProductProd optional SYNOPSIS: Indicates the type of product the security is associated with. See also the CFICode (461) and SecurityType (167) fields.
1227ProductComplexProdCmplx optional SYNOPSIS: Identifies an entire suite of products for a given market. In Futures this may be "interest rates", "agricultural", "equity indexes", etc.
1151SecurityGroupSecGrp optional SYNOPSIS: An exchange specific name assigned to a group of related securities which may be concurrently affected by market events and actions.
461CFICodeCFI optional SYNOPSIS: Indicates the type of security using ISO 10962 standard, Classification of Financial Instruments (CFI code) values. ISO 10962 is maintained by ANNA (Association of National Numbering Agencies) acting as Registration Authority. See "Appendix 6-B FIX Fields Based Upon Other Standards". See also the Product (460) and SecurityType (167) fields. It is recommended that CFICode be used instead of SecurityType (167) for non-Fixed Income instruments. A subset of possible values applicable to FIX usage are identified in "Appendix 6-D CFICode Usage - ISO 10962 Classification of Financial Instruments (CFI code)"
2891UPICodeUPI optional SYNOPSIS: Uniquely identifies the product of a security using ISO 4914 standard, Unique Product Identifier (UPI). The DSB (Derivative Service Bureau Ltd) is acting as designated service provider for UPI System.
167SecurityTypeSecTyp optional SYNOPSIS: Indicates type of security. Security type enumerations are grouped by Product(460) field value. NOTE: Additional values may be used by mutual agreement of the counterparties.
762SecuritySubTypeSubTyp optional SYNOPSIS: Sub-type qualification/identification of the SecurityType. As an example for SecurityType(167)="REPO", the SecuritySubType="General Collateral" can be used to further specify the type of REPO. If SecuritySubType is used, then SecurityType is required. For SecurityType="MLEG" a name of the option or futures strategy name can be specified, such as "Calendar", "Vertical", "Butterfly". For SecurityType(167)="OPT" the subclassification can be specified, such as "Asian". For SecurityType(167)="SWAPTION" a value of "Straddle" is used to identify a straddle swaption. In the context of EU SFTR reporting use the appropriate 4-character code noted in the regulations - "GENE" for general collateral or "SPEC" for specific collateral (without quote marks).
200MaturityMonthYearMMY optional SYNOPSIS: Can be used with standardized derivatives vs. the MaturityDate (54) field. Month and Year of the maturity (used for standardized futures and options). Format: YYYYMM (e.g. 199903) YYYYMMDD (e.g. 20030323) YYYYMMwN (e.g. 200303w) for week A specific date or can be appended to the MaturityMonthYear. For instance, if multiple standard products exist that mature in the same Year and Month, but actually mature at a different time, a value can be appended, such as "w" or "w2" to indicate week as opposed to week 2 expiration. Likewise, the date (0-3) can be appended to indicate a specific expiration (maturity date).
541MaturityDateMatDt optional SYNOPSIS: Date of maturity.
1079MaturityTimeMatTm optional SYNOPSIS: Time of security's maturity expressed in local time with offset to UTC specified
966SettleOnOpenFlagSettlOnOpenFlag optional SYNOPSIS: Indicator to determine if instrument is settle on open
1049InstrmtAssignmentMethodAsgnMeth optional SYNOPSIS: Method under which assignment was conducted
965SecurityStatusStatus optional SYNOPSIS: Used for derivatives. Denotes the current state of the Instrument.
224CouponPaymentDateCpnPmt optional SYNOPSIS: Date interest is to be paid. Used in identifying Corporate Bond issues. (Note tag # was reserved in FIX 4.1, added in FIX 4.3) (prior to FIX 4.4 field was of type UTCDate)
1449RestructuringTypeRestrctTyp optional SYNOPSIS: A category of CDS credit event in which the underlying bond experiences a restructuring. Used to define a CDS instrument.
1450SenioritySnrty optional SYNOPSIS: Specifies which issue (underlying bond) will receive payment priority in the event of a default. Used to define a CDS instrument.
ELABORATION: The payment priority is this: Senior Secured (SD), Senior (SR), Senior Non-Preferred (SN), Subordinated (SB), Mezzanine (MZ), Junior (JR).
1451NotionalPercentageOutstandingNotlPctOut optional SYNOPSIS: Indicates the notional percentage of the deal that is still outstanding based on the remaining components of the index. Used to calculate the true value of a CDS trade or position.
1452OriginalNotionalPercentageOutstandingOrigNotlPctOut optional SYNOPSIS: Used to reflect the Original value prior to the application of a credit event. See NotionalPercentageOutstanding(1451).
1457AttachmentPointAttchPnt optional SYNOPSIS: Lower bound percentage of the loss that the tranche can endure.
1458DetachmentPointDetchPnt optional SYNOPSIS: Upper bound percentage of the loss the tranche can endure.
1739ObligationTypeObligTyp optional SYNOPSIS: Type of reference obligation for credit derivatives contracts.
2210AssetGroupAssetGrp optional SYNOPSIS: Indicates the broad product or asset classification. May be used to provide grouping for the product taxonomy (Product(460), SecurityType(167), etc.) and/or the risk taxonomy (AssetClass(1938), AssetSubClass(1939), AssetType(1940), etc.).
1938AssetClassAssetClss optional SYNOPSIS: The broad asset category for assessing risk exposure.
1939AssetSubClassAssetSubClss optional SYNOPSIS: The subcategory description of the asset class.
1940AssetTypeAssetTyp optional SYNOPSIS: Used to provide more specific description of the asset specified in AssetSubClass(1939). See https://www.fixtrading.org/codelists/AssetType for code list of applicable values. ISO 4721 Currency Code values are to be used when specific currency as an asset type is to be expressed. Other values may be used by mutual agreement of the counterparties.
ELABORATION: In the context of MiFID II's this may indicate the value needed in ESMA RTS 2 Annex IV Table 2 Field 16, or ESMA RTS 23 Annex I Table 2 'Sub product' field.
2735AssetSubTypeAsstSubTyp optional SYNOPSIS: Used to provide a more specific description of the asset specified in AssetType(1940). See https://www.fixtrading.org/codelists/AssetSubType for code list of applicable values.
ELABORATION: In the context of MiFID II, ESMA RTS 23 Annex I Table 2, this may indicate the 'Further sub product' or equity 'Parameter' fields.
2226SecondaryAssetGrpScndryAssetoptionalSYNOPSIS: SecondaryAssetGrp is a repeating subcomponent of the Instrument component used to specify secondary assets of a multi-asset swap.
ELABORATION:
2241AssetAttributeGrpAssetAttrboptionalSYNOPSIS: The AssetAttributeGrp is a repeating subcomponent of the Instrument component used to detail attributes of the instrument asset.
ELABORATION:
1941SwapClassSwapClss optional SYNOPSIS: The classification or type of swap. Additional values may be used by mutual agreement of the counterparties.
1575SwapSubClassSwapSubClss optional SYNOPSIS: The sub-classification or notional schedule type of the swap.
1942NthToDefaultNthDflt optional SYNOPSIS: The Nth reference obligation to default in a CDS reference basket. If specified without MthToDefault(1943) the default will trigger a CDS payout. If MthToDefault(1943) is also present then payout occurs between the Nth and Mth obligations to default.
1943MthToDefaultMthDflt optional SYNOPSIS: The Mth reference obligation to default in a CDS reference basket. When NthToDefault(1942) and MthToDefault(1943) are represented then the CDS payout occurs between the Nth and Mth obligations to default.
1944SettledEntityMatrixSourceSettldMtrxSrc optional SYNOPSIS: Relevant settled entity matrix source.
1945SettledEntityMatrixPublicationDateSettldMtrxDt optional SYNOPSIS: The publication date of the applicable version of the matrix. If not specified, the Standard Terms Supplement defines rules for which version of the matrix is applicable.
1946CouponTypeCpnTyp optional SYNOPSIS: Coupon type of the bond.
1947TotalIssuedAmountTotIssuedAmt optional SYNOPSIS: Specifies the total amount of the issue. Corresponds to the par value multiplied by the number of issued securities.
1948CouponFrequencyPeriodCpnPeriod optional SYNOPSIS: Time unit multiplier for the frequency of the bond's coupon payment.
1949CouponFrequencyUnitCpnUnit optional SYNOPSIS: Time unit associated with the frequency of the bond's coupon payment.
1950CouponDayCountCpnDayCnt optional SYNOPSIS: The day count convention used in interest calculations for a bond or an interest bearing security. Absence of this field for a bond or an interest bearing security transaction implies a "flat" trade, i.e. no accrued interest determined at time of the transaction.
2879CouponOtherDayCountCpnOtherDayCnt optional SYNOPSIS: The industry name of the day count convention not listed in CouponDayCount(1950).
1951ConvertibleBondEquityIDCnvrtBondEqtyID optional SYNOPSIS: Identifies the equity in which a convertible bond can be converted to.
1952ConvertibleBondEquityIDSourceCnvrtBondEqtyIDSrc optional SYNOPSIS: Identifies class or source of the ConvertibleBondEquityID(1951) value. 100+ are reserved for private security.
1953ContractPriceRefMonthPxRefMo optional SYNOPSIS: Reference month if there is no applicable MaturityMonthYear(200) value for the contract or security.
1954LienSeniorityLienSnrty optional SYNOPSIS: Indicates the seniority level of the lien in a loan.
1955LoanFacilityLoanFclty optional SYNOPSIS: Specifies the type of loan when the credit default swap's reference obligation is a loan.
1956ReferenceEntityTypeRefEntityTyp optional SYNOPSIS: Specifies the type of reference entity for first-to-default CDS basket contracts.
1957IndexSeriesNdxSeries optional SYNOPSIS: The series identifier of a credit default swap index.
1958IndexAnnexVersionNdxAnxVer optional SYNOPSIS: The version of a credit default swap index annex.
1959IndexAnnexDateNdxAnxDt optional SYNOPSIS: The date of a credit default swap index series annex.
1960IndexAnnexSourceNdxAnxSrc optional SYNOPSIS: The source of a credit default swap series annex.
1577SettlRateIndexSettlNdx optional SYNOPSIS: In an outright or forward commodity trade that is cash settled this is the index used to determine the cash payment.
1580SettlRateIndexLocationSettlNdxLctn optional SYNOPSIS: This is an optional qualifying attribute of SettlRateIndex(1577) such as the delivery zone for an electricity contract.
1581OptionExpirationDescExpDesc optional SYNOPSIS: Description of the option expiration.
1678EncodedOptionExpirationDescLenEncExpDescLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedOptionExpirationDesc(1697) field.
1697EncodedOptionExpirationDescEncExpDesc optional SYNOPSIS: Encoded (non-ASCII characters) representation of the OptionExpirationDesc(1581) field in the encoded format specified via the MessageEncoding (347) field. If used, the ASCII (English) representation should also be specified in the OptionExpirationDesc(1581).
225IssueDateIssued optional SYNOPSIS: The date on which a bond or stock offering is issued. It may or may not be the same as the effective date ("Dated Date") or the date on which interest begins to accrue ("Interest Accrual Date") (Note tag # was reserved in FIX 4.1, added in FIX 4.3) (prior to FIX 4.4 field was of type UTCDate)
239RepoCollateralSecurityTypeRepoCollSecTyp optional SYNOPSIS: Identifies the collateral used in the transaction. Valid values: see SecurityType (167) field (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
226RepurchaseTermRepoTrm optional SYNOPSIS: Number of business days before repurchase of a repo. (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
227RepurchaseRateRepoRt optional SYNOPSIS: Percent of par at which a Repo will be repaid. Represented as a percent, e.g. .9525 represents 95-/4 percent of par. (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
228FactorFctr optional SYNOPSIS: For Fixed Income: Amorization Factor for deriving Current face from Original face for ABS or MBS securities, note the fraction may be greater than, equal to or less than . In TIPS securities this is the Inflation index. Qty * Factor * Price = Gross Trade Amount For Derivatives: Contract Value Factor by which price must be adjusted to determine the true nominal value of one futures/options contract. (Qty * Price) * Factor = Nominal Value (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
255CreditRatingCrdRtg optional SYNOPSIS: An evaluation of a company's ability to repay obligations or its likelihood of not defaulting. These evaluation are provided by Credit Rating Agencies, i.e. S&P, Moody's. (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
543InstrRegistryRgstry optional SYNOPSIS: Values may include BIC for the depository or custodian who maintain ownership records, the ISO country code for the location of the record, or the value "ZZ" to specify physical ownership of the security (e.g. stock certificate).
470CountryOfIssueIssuCtry optional SYNOPSIS: ISO Country code of instrument issue (e.g. the country portion typically used in ISIN). Can be used in conjunction with non-ISIN SecurityID (48) (e.g. CUSIP for Municipal Bonds without ISIN) to provide uniqueness.
471StateOrProvinceOfIssueStPrv optional SYNOPSIS: A two-character state or province abbreviation.
472LocaleOfIssueLcl optional SYNOPSIS: Identifies the locale or region of issue.
ELABORATION: For Municipal Security Issuers other than state or province. Refer to http://www.atmos.albany.edu/cgi/stagrep-cgi. Reference the IATA city codes for values. Note IATA (International Air Transport Association) maintains the codes at www.iata.org. For other securities the value may be a region of the issuer, e.g. North America.
240RedemptionDateRedeem optional SYNOPSIS: Return of investor's principal in a security. Bond redemption can occur before maturity date.(Note tag # was reserved in FIX 4.1, added in FIX 4.3) (prior to FIX 4.4 field was of type UTCDate)
202StrikePriceStrkPx optional SYNOPSIS: Strike Price for an Option.
2578OrigStrikePriceOrigStrkPx optional SYNOPSIS: Original exercise price, e.g. after corporate action requiring changes.
2577StrikePricePrecisionStrkPxPrcsn optional SYNOPSIS: Specifies the number of decimal places for exercise price.
947StrikeCurrencyStrkCcy optional SYNOPSIS: Currency in which the StrikePrice is denominated.
967StrikeMultiplierStrkMult optional SYNOPSIS: Used for derivatives. Multiplier applied to the strike price for the purpose of calculating the settlement value.
968StrikeValueStrkValu optional SYNOPSIS: Used for derivatives. The number of shares/units for the financial instrument involved in the option trade.
1698StrikeUnitOfMeasureStrkUOM optional SYNOPSIS: Used to express the unit of measure (UOM) of the price if different from the contract.
1866StrikeIndexStrkNdx optional SYNOPSIS: Specifies the index used to calculate the strike price.
2600StrikeIndexCurvePointStrkNdxPnt optional SYNOPSIS: The point on the floating rate index curve. Sample values: M = combination of a number between 1-12 and an "M" for month, e.g. 3M Y = combination of number between 1-100 and a "Y" for year, e.g. 10Y 10Y-OLD = see above, then add "-OLD" when appropriate INTERPOLATED = the point is mathematically derived 2/2031 5 3/8 = the point is stated via a combination of maturity month / year and coupon.
2001StrikeIndexSpreadStrkSpread optional SYNOPSIS: Specifies the strike price offset from the named index.
2601StrikeIndexQuoteStrkNdxQte optional SYNOPSIS: The quote side from which the index price is to be determined.
1478StrikePriceDeterminationMethodStrkPxDtrmnMeth optional SYNOPSIS: Specifies how the strike price is determined at the point of option exercise. The strike may be fixed throughout the life of the option, set at expiration to the value of the underlying, set to the average value of the underlying , or set to the optimal value of the underlying.
1479StrikePriceBoundaryMethodStrkPxBndryMeth optional SYNOPSIS: Specifies the boundary condition to be used for the strike price relative to the underlying price at the point of option exercise.
1480StrikePriceBoundaryPrecisionStrkPxBndryPrcsn optional SYNOPSIS: Used in combination with StrikePriceBoundaryMethod to specify the percentage of the strike price in relation to the underlying price. The percentage is generally 100 or greater for puts and 100 or less for calls.
1481UnderlyingPriceDeterminationMethodPxDtrmnMeth optional SYNOPSIS: Specifies how the underlying price is determined at the point of option exercise. The underlying price may be set to the current settlement price, set to a special reference, set to the optimal value of the underlying during the defined period ("Look-back") or set to the average value of the underlying during the defined period ("Asian option").
206OptAttributeOptAt optional SYNOPSIS: Provided to support versioning of option contracts as a result of corporate actions or events. Use of this field is defined by counterparty agreement or market conventions.
231ContractMultiplierMult optional SYNOPSIS: Specifies the ratio or multiply factor to convert from "nominal" units (e.g. contracts) to total units (e.g. shares) (e.g. 1.0, 100, 1000, etc). Applicable For Fixed Income, Convertible Bonds, Derivatives, etc.
ELABORATION: In general quantities for all classes should be expressed in the basic unit of the instrument, e.g. shares for equities, nominal or par amount for bonds, currency for foreign exchange. When quantity is expressed in contracts, e.g. financing transactions and bond trade reporting, ContractMultiplier(231) should contain the number of units in one contract and can be omitted if the multiplier is the default amount for the instrument, i.e. 1,000 par of bonds, 1,000,000 par for financing transactions.
1435ContractMultiplierUnitMultTyp optional SYNOPSIS: Indicates the type of multiplier being applied to the contract. Can be optionally used to further define what unit ContractMultiplier(tag 231) is expressed in.
2353TradingUnitPeriodMultiplierTrdgUnitPeriodMult optional SYNOPSIS: Indicates the number of contract periods associated with the minimum trading unit for a given contract duration resulting in the number of total traded contracts.
ELABORATION: As an example, 456 is the number of off-peak periods for a product with a minimum trading unit of 5 MWh resulting in 2280 total traded contracts.
1439FlowScheduleTypeFlowSchedTyp optional SYNOPSIS: The industry standard flow schedule by which electricity or natural gas is traded. Schedules may exist by regions and on-peak and off-peak status, such as "Western Peak".
969MinPriceIncrementMinPxIncr optional SYNOPSIS: Minimum price increase for a given exchange-traded Instrument
1146MinPriceIncrementAmountMinPxIncrAmt optional SYNOPSIS: Minimum price increment amount associated with the MinPriceIncrement ( tag 969). For listed derivatives, the value can be calculated by multiplying MinPriceIncrement by ContractValueFactor(231).
996UnitOfMeasureUOM optional SYNOPSIS: The unit of measure of the underlying commodity upon which the contract is based. Two groups of units of measure enumerations are supported. Fixed Magnitude UOMs are primarily used in energy derivatives and specify a magnitude (such as, MM, Kilo, M, etc.) and the dimension (such as, watt hours, BTU's) to produce standard fixed measures (such as MWh - Megawatt-hours, MMBtu - One million BTUs). The second group, Variable Quantity UOMs, specifies the dimension as a single unit without a magnitude (or more accurately a magnitude of one) and uses the UnitOfMeasureQty(1147) field to define the quantity of units per contract. Variable Quantity UOMs are used for both commodities (such as lbs of lean cattle, bushels of corn, ounces of gold) and financial futures. Examples: For lean cattle futures contracts, a UnitOfMeasure of 'lbs' with a UnitOfMeasureQty(1147) of 40,000, means each lean cattle futures contract represents 40,000 lbs of lean cattle. For Eurodollars futures contracts, a UnitOfMeasure of Ccy with a UnitOfMeasureCurrency(1716) of USD and a UnitOfMeasureQty(1147) of 1,000,000, means a Eurodollar futures contract represents 1,000,000 USD. For gold futures contracts, a UnitOfMeasure is oz_tr (Troy ounce) with a UnitOfMeasureQty(1147) of 1,000, means each gold futures contract represents 1,000 troy ounces of gold.
1147UnitOfMeasureQtyUOMQty optional SYNOPSIS: Used to indicate the quantity of the underlying commodity unit of measure on which the contract is based, such as, 2500 lbs of lean cattle, 1000 barrels of crude oil, 1000 bushels of corn, etc. UnitOfMeasureQty is required for UnitOfMeasure(996) Variable Quantity UOMs enumerations. Refer to the definition of UnitOfMeasure(996) for more information on the use of UnitOfMeasureQty.
1716UnitOfMeasureCurrencyUOMCcy optional SYNOPSIS: Indicates the currency of the unit of measure. Conditionally required when UnitOfMeasure(996) = Ccy
1191PriceUnitOfMeasurePxUOM optional SYNOPSIS: Used to express the UOM of the price if different from the contract. In futures, this can be different for cross-rate products in which the price is quoted in units differently from the contract
1192PriceUnitOfMeasureQtyPxUOMQty optional SYNOPSIS: Used to express the UOM Quantity of the price if different from the contract. In futures, this can be different for physically delivered products in which price is quoted in a unit size different from the contract, i.e. a Cattle Future contract has a UOMQty of 40,000 and a PriceUOMQty of 100.
1717PriceUnitOfMeasureCurrencyPxUOMCcy optional SYNOPSIS: Indicates the currency of the price unit of measure. Conditionally required when PriceUnitOfMeasure(1191) = Ccy
1193SettlMethodSettlMeth optional SYNOPSIS: Settlement method for a contract or instrument. Additional values may be used with bilateral agreement.
2579SettlSubMethodSettlSubMeth optional SYNOPSIS: Specifies a suitable settlement sub-method for a given settlement method.
1194ExerciseStyleExerStyle optional SYNOPSIS: Type of exercise of a derivatives security
1482OptPayoutTypeOptPayoutTyp optional SYNOPSIS: Indicates the type of valuation method or payout trigger for an in-the-money option.
1195OptPayoutAmountOptPayAmt optional SYNOPSIS: Cash amount indicating the pay out associated with an option. For binary options this is a fixed amount.
2753ReturnTriggerRtnTrgr optional SYNOPSIS: Indicates the type of return or payout trigger for the swap or forward.
1196PriceQuoteMethodPxQteMeth optional SYNOPSIS: Method for price quotation
1197ValuationMethodValMeth optional SYNOPSIS: Specifies the type of valuation method applied.
2002ValuationSourceValSrc optional SYNOPSIS: Specifies the source of trade valuation data.
2140ValuationReferenceModelValRefModel optional SYNOPSIS: Specifies the methodology and/or assumptions used to generate the trade value.
1524PriceQuoteCurrencyPxQteCcy optional SYNOPSIS: Default currency in which the price is quoted. Defined at the instrument level. Used in place of Currency (tag 15) to express the currency of a product when the former is implemented as the FX dealt currency.
1198ListMethodListMeth optional SYNOPSIS: Indicates whether instruments are pre-listed only or can also be defined via user request
1199CapPriceCapPx optional SYNOPSIS: Used to express the ceiling price of a capped call
1200FloorPriceFlrPx optional SYNOPSIS: Used to express the floor price of a capped put
201PutOrCallPutCall optional SYNOPSIS: Indicates whether an option contract is a put, call, chooser or undetermined.
2681InTheMoneyConditionITMCond optional SYNOPSIS: Specifies an option instrument's "in the money" condition.
2685ContraryInstructionEligibilityIndicatorCntraryInstEligInd optional SYNOPSIS: Identifies whether the option instrument is eligible for contrary instructions at the time of exercise. The contrariness of an instruction will be determined in the context of InTheMoneyCondition(2681). When not specified, the eligibility is undefined or not applicable.
1244FlexibleIndicatorFlexInd optional SYNOPSIS: Used to indicate a derivatives security that can be defined using flexible terms. The terms commonly permitted to be defined by market participants are expiration date and strike price. FlexibleIndicator is an alternative CFICode(461) Standard/Non-standard attribute.
1242FlexProductEligibilityIndicatorFlexProdElig optional SYNOPSIS: Used to indicate if a product or group of product supports the creation of flexible securities
2575BlockTradeEligibilityIndicatorBlckTrdEligInd optional SYNOPSIS: Indicates if a given instrument is eligible for block trading.
2574LowExercisePriceOptionIndicatorLowExerPxOptInd optional SYNOPSIS: Indicates if a given option instrument permits low exercise prices (LEPO).
997TimeUnitTmUnit optional SYNOPSIS: Unit of time associated with the contract. NOTE: Additional values may be used by mutual agreement of the counterparties
223CouponRateCpnRt optional SYNOPSIS: The rate of interest that, when multiplied by the principal, par value, or face value of a bond, provides the currency amount of the periodic interest payment. The coupon is always cited, along with maturity, in any quotation of a bond's price.
207SecurityExchangeExch optional SYNOPSIS: Market used to help identify a security. Valid values: See "Appendix 6-C"
970PositionLimitPosLmt optional SYNOPSIS: Position Limit for a given exchange-traded product.
971NTPositionLimitNTPosLmt optional SYNOPSIS: Position Limit in the near-term contract for a given exchange-traded product.
106IssuerIssr optional SYNOPSIS: Name of security issuer (e.g. International Business Machines, GNMA). see also Volume 7: "PRODUCT: FIXED INCOME - Euro Issuer Values"
348EncodedIssuerLenEncIssrLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedIssuer (349) field.
349EncodedIssuerEncIssr optional SYNOPSIS: Encoded (non-ASCII characters) representation of the Issuer field in the encoded format specified via the MessageEncoding (347) field. If used, the ASCII (English) representation should also be specified in the Issuer field.
2737FinancialInstrumentShortNameShrtName optional SYNOPSIS: Short name of the financial instrument. Uses ISO 18774 (FINS) values.
ELABORATION: In the context of MiFID II this maps to ESMA RTS 23 Annex I Table 3 Field 7 and may be used in other RTS that requires a similar field.
2714FinancialInstrumentFullNameFullName optional SYNOPSIS: The full normative name of the financial instrument.
ELABORATION: In the context of ESMA reference data, this is used to provide the full name of the instrument as defined by the Derivatives Service Bureau (DSB).
2715EncodedFinancialInstrumentFullNameLenEncFullNameLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedFinancialInstrumentFullName(2716) field.
2716EncodedFinancialInstrumentFullNameEncFullName optional SYNOPSIS: Encoded (non-ASCII characters) representation of the FinancialInstrumentFullName(2714) field in the encoded format specified via the MessageEncoding(347) field. If used, the ASCII (English) representation should also be specified in the FinancialInstrumentFullName(2714) field.
107SecurityDescDesc optional SYNOPSIS: Can be used by the venue or one of the trading parties to provide a non-normative textual description for the financial instrument.
350EncodedSecurityDescLenEncSecDescLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedSecurityDesc (351) field.
351EncodedSecurityDescEncSecDesc optional SYNOPSIS: Encoded (non-ASCII characters) representation of the SecurityDesc (107) field in the encoded format specified via the MessageEncoding (347) field. If used, the ASCII (English) representation should also be specified in the SecurityDesc field.
1060SecurityXMLSecXMLoptionalSYNOPSIS: The SecurityXML component is used to provide a definition in an XML format for the instrument.
ELABORATION: See "Specifying an FpML product specification from within the FIX Instrument Block" in Volume 1 of the FIX Specification for more information on using this component block with FpML as a guideline.
691PoolPool optional SYNOPSIS: For Fixed Income, identifies MBS / ABS pool.
667ContractSettlMonthCSetMo optional SYNOPSIS: Specifies when the contract (i.e. MBS/TBA) will settle.
875CPProgramCPPgm optional SYNOPSIS: The program under which a commercial paper offering is exempt from SEC registration identified by the paragraph number(s) within the US Securities Act of 1933 or as identified below.
876CPRegTypeCPRegT optional SYNOPSIS: The description of commercial paper registration or rule under which exempt commercial paper is offered. For example "144a", "Tax Exempt" or "REG. S".
2070EvntGrpEvntoptionalSYNOPSIS: The EvntGrp is a repeating subcomponent of the Instrument component used to specify straightforward events associated with the instrument. Examples include put and call dates for bonds and options; first exercise date for options; inventory and delivery dates for commodities; start, end and roll dates for swaps. Use ComplexEvents for more advanced dates such as option, futures, commodities and equity swap observation and pricing events.
ELABORATION: The EvntGrp contains three different methods to express a "time" associated with the event using the EventDate(866) and EventTime(1145) pair of fields or the EventTimeUnit(1827) and EventTimePeriod(1826) pair of fields or EventMonthYear(2340). The EventDate(866), and optional EventTime(1145), may be used to specify an exact date and optional time for the event. The EventTimeUnit(1827) and EventTimePeriod(1826) may be used to express a time period associated with the event, e.g. 3-month, 4-years, 2-weeks. The EventMonthYear(2340), and optional EventTime(1145), may be used to express the event as a month of year, with optional day of month or week of month. Either EventDate(866) or EventMonthYear(2340), and the optional EventTime(1145), must be specified or EventTimeUnit(1827) and EventTimePeriod(1826) must be specified. The EventMonthYear(2340) may be used instead of EventDate(866) when month-year, with optional day of month or week of month, is required instead of a date.
873DatedDateDated optional SYNOPSIS: The effective date of a new securities issue determined by its underwriters. Often but not always the same as the Issue Date and the Interest Accrual Date
874InterestAccrualDateIntAcrl optional SYNOPSIS: The start date used for calculating accrued interest on debt instruments which are being sold between interest payment dates. Often but not always the same as the Issue Date and the Dated Date
1032InstrumentPartiesPtyoptionalSYNOPSIS: The use of this component block is restricted to instrument definition only and is not permitted to contain transactional information. Only a specified subset of party roles will be supported within the InstrumentParty block.
ELABORATION:
1687ShortSaleRestrictionShrtRstctn optional SYNOPSIS: Indicates whether a restriction applies to short selling a security.
2145ComplexEventsCmplxEvntoptionalSYNOPSIS: The ComplexEvent Group is a repeating block which allows specifying an unlimited number and types of advanced events, such as observation and pricing over the lifetime of an option, futures, commodities or equity swap contract. Use EvntGrp to specify more straightforward events.
ELABORATION:
1787RefTickTableIDRefTickTblID optional SYNOPSIS: Spread table code referred by the security or symbol.
2141StrategyTypeStrtTyp optional SYNOPSIS: Specifies the type of trade strategy.
2142CommonPricingIndicatorCmnPxng optional SYNOPSIS: When this element is specified and set to 'Y', it indicates that common pricing applies. Common pricing may be relevant for a transaction that references more than one commodity reference price.
2143SettlDisruptionProvisionSettlDsrptnProv optional SYNOPSIS: Specifies the consequences of bullion settlement disruption events.
2752DeliveryRouteOrCharterRteChrtr optional SYNOPSIS: Specific delivery route or time charter average. Applicable to commodity freight contracts.
2144InstrumentRoundingDirectionRndDirctn optional SYNOPSIS: Specifies the rounding direction if not overridden elsewhere.
2145InstrumentRoundingPrecisionRndPrcsn optional SYNOPSIS: Specifies the rounding precision in terms of a number of decimal places. Note how a percentage rate rounding of 5 decimal places is expressed as a rounding precision of 7.
2576InstrumentPricePrecisionPxPrcsn optional SYNOPSIS: Specifies the number of decimal places for instrument prices.
4085DateAdjustmentDtAdjmtoptionalSYNOPSIS: DateAdjustment is a subcomponent in the Instrument component. It is used to specify date adjustment parameters and rules. The date adjustments specified here applies to all adjustable dates for the instrument, unless specifically overridden in the respective specified components elsewhere.
ELABORATION:
4175PricingDateTimePxngDtTmoptionalSYNOPSIS: The PricingDateTime component is a subcomponent of Instrument used to specify an adjusted or unadjusted pricing or fixing date and optionally the time, e.g. for a commodity or FX forward trade.
ELABORATION:
4158MarketDisruptionMktDsrptnoptionalSYNOPSIS: The MarketDisruption component is a subcomponent of the Instrument used to specify the market disruption provisions of the swap.
ELABORATION:
4162OptionExerciseOptExeroptionalSYNOPSIS: The OptionExercise component is a subcomponent of the Instrument component used to specify option exercise provisions. Its purpose is to identify the opportunities and conditions for exercise, e.g. the schedule of dates on which exercise is allowed. The embedded OptionExerciseExpiration component is used to terminate the opportunity for exercise.
ELABORATION:
4006StreamGrpStrmoptionalSYNOPSIS: The StreamGrp is a repeating subcomponent of the Instrument component used to detail the swap streams associated with the instrument.
ELABORATION: A swap will ordinarily have one or two streams. Each one may contain a StreamDesc(40051) with a descriptive string such as "Float" or "Fixed". However the choice of description should have no effect on the stream's purpose. StreamPaySide(40052) and StreamReceiveSide(40053) link the appropriate swap parties to their role in the stream. In pre-trade messages the side value (e.g. Side(54) field) of the request or order should be set to the same side value indicating the aggressor's desired role. On fills and post-trade messages the executing firm takes the opposite side and indicates its role by setting StreamPaySide(40052) and StreamReceiveSide(40053) to the opposite side of the aggressor's role.
4011ProvisionGrpProvoptionalSYNOPSIS: The ProvisionGrp is a repeating subcomponent of the Instrument component used to detail the additional terms and conditions associated with the instrument.
ELABORATION: A swap may have one or more provisions defined.
4001AdditionalTermGrpAddtnlTrmoptionalSYNOPSIS: The AdditionalTermGrp is a repeating subcomponent of the Instrument component used to report additional contract terms.
ELABORATION:
4021ProtectionTermGrpProtctnTrmoptionalSYNOPSIS: The ProtectionTermGrp is a repeating component within the Instrument component used to report protection term details referenced from UnderlyingInstrument component.
ELABORATION:
4002CashSettlTermGrpCashSettlTrmoptionalSYNOPSIS: The CashSettlTermGrp is a repeating component within the Instrument component used to report cash settlement terms referenced from UnderlyingInstruments.
ELABORATION: Usage of CashSettlTermGrp must either include a known CashSettlAmount(40034) or provide the cash settlement term parameters needed to derive the cash settlement amount. CashSettlTermXID(40039) is provided for cross-referencing from an instance of the UnderlyingInstrument component through the UnderlyingSettlTermXIDRef(41315) field.
4025PhysicalSettlTermGrpPhysSettlTrmoptionalSYNOPSIS: The PhysicalSettlTermGrp is a repeating component within the Instrument component used to report physical settlement terms referenced from UnderlyingInstrument component.
ELABORATION:
4327ExtraordinaryEventGrpExtrordEvntoptionalSYNOPSIS: The ExtraordinaryEventGrp is a repeating component within the Instrument component. It is used to report extraordinary and disruptive events applicable to the reference entity that affects the contract.
ELABORATION:
2602ExtraordinaryEventAdjustmentMethodExtrordEvntAdjMeth optional SYNOPSIS: Defines how adjustments will be made to the contract should one or more of the extraordinary events occur.
2603ExchangeLookAlikeExchLookAlike optional SYNOPSIS: For a share option trade, indicates whether the instrument is to be treated as an 'exchange look-alike'.
ELABORATION: This designation has significance for how share adjustments (arising from corporate actions) will be determined for the instrument. For an 'exchange look-alike' instrument the relevant share adjustments will follow that for a corresponding designated contract listed on the related exchange (referred to as Options Exchange Adjustment (ISDA defined term)), otherwise the share adjustments will be determined by the calculation agent (referred to as Calculation Agent Adjustment (ISDA defined term)).