Component UnderlyingInstrument Scenario base

SYNOPSIS: The UnderlyingInstrument component block, like the Instrument component block, contains all the fields commonly used to describe a security or instrument. In the case of the UnderlyingInstrument component block it describes an instrument which underlies the primary instrument Refer to the Instrument component block comments as this component block mirrors Instrument, except for the noted fields.
ELABORATION:

ID Abbr
1021Undly

Pedigree

Added EP Updated EP Deprecated EP
FIX.4.3

Members

ID Name Abbr Presence Description
311UnderlyingSymbolSym optional SYNOPSIS: Underlying security's Symbol. See Symbol (55) field for description
312UnderlyingSymbolSfxSfx optional SYNOPSIS: Underlying security's SymbolSfx. See SymbolSfx (65) field for description
309UnderlyingSecurityIDID optional SYNOPSIS: Underlying security's SecurityID. See SecurityID (48) field for description
305UnderlyingSecurityIDSourceSrc optional SYNOPSIS: Underlying security's SecurityIDSource. Valid values: see SecurityIDSource (22) field
2073UndSecAltIDGrpUndAIDoptionalSYNOPSIS:
ELABORATION:
2874UnderlyingIDUdlyID optional SYNOPSIS: Unique identifier for the underlying instrument within the context of a message.
ELABORATION: The UnderlyingID(2874) can be referenced by other fields, for example UnderlyingRefID(tbd2841) and SideUnderlyingRefID(2863), from other components . The scope of uniqueness is agreed upon between counterparties.
462UnderlyingProductProd optional SYNOPSIS: Underlying security's Product. Valid values: see Product(460) field
2213UnderlyingSecurityXMLSecXMLoptionalSYNOPSIS: The UnderlyingSecurityXML component is used to provide a definition in an XML format for the underlying instrument.
ELABORATION: See "Specifying an FpML product specification from within the FIX Instrument Block" in Volume 1 of the FIX Specification for more information on using this component block with FpML as a guideline.
463UnderlyingCFICodeCFI optional SYNOPSIS: Underlying security's CFICode. Valid values: see CFICode (461) field
2894UnderlyingUPICodeUPI optional SYNOPSIS: Uniquely identifies the product of an underlying instrument using ISO 4914. See UPICode(2891) for further detail.
310UnderlyingSecurityTypeSecTyp optional SYNOPSIS: Underlying security's SecurityType. Valid values: see SecurityType (167) field (see below for details concerning this fields use in conjunction with SecurityType=REPO) The following applies when used in conjunction with SecurityType=REPO Represents the general or specific type of security that underlies a financing agreement Valid values for SecurityType=REPO: If bonds of a particular issuer or country are wanted in an Order or are in the basket of an Execution and the SecurityType is not granular enough, include the UnderlyingIssuer (306), UnderlyingCountryOfIssue (592), UnderlyingProgram, UnderlyingRegType and/or < UnderlyingStipulations > block e.g.:
763UnderlyingSecuritySubTypeSubTyp optional SYNOPSIS: Underlying security's SecuritySubType. See SecuritySubType (762) field for description
313UnderlyingMaturityMonthYearMMY optional SYNOPSIS: Underlying security's MaturityMonthYear. Can be used with standardized derivatives vs. the UnderlyingMaturityDate (542) field. See MaturityMonthYear (200) field for description
542UnderlyingMaturityDateMat optional SYNOPSIS: Underlying security's maturity date. See MaturityDate (541) field for description
1213UnderlyingMaturityTimeMatTm optional SYNOPSIS: Time of security's maturity expressed in local time with offset to UTC specified
1837UnderlyingContractPriceRefMonthPxRefMo optional SYNOPSIS: Reference month if there is no applicable UnderlyingMaturityMonth(313) value for the contract or security.
241UnderlyingCouponPaymentDateCpnPmt optional SYNOPSIS: Underlying security's CouponPaymentDate. See CouponPaymentDate (224) field for description (Note tag # was reserved in FIX 4.1, added in FIX 4.3) (prior to FIX 4.4 field was of type UTCDate)
1453UnderlyingRestructuringTypeRestrctTyp optional SYNOPSIS: See RestructuringType(1449)
1454UnderlyingSenioritySnrty optional SYNOPSIS: See Seniority(1450)
2614UnderlyingNotionalNotl optional SYNOPSIS: Notional value for the equity or bond underlier.
2615UnderlyingNotionalCurrencyNotlCcy optional SYNOPSIS: Specifies the currency denomination of the notional value. Uses ISO 4217 currency codes.
2616UnderlyingNotionalDeterminationMethodNotlDtrmnMeth optional SYNOPSIS: Specifies the method of determining the notional amount. See: http://www.fpml.org/coding-scheme/determination-method for values.
2617UnderlyingNotionalAdjustmentsNotlAdjmts optional SYNOPSIS: Specifies the conditions that govern the adjustment to the number of units of the return swap.
2619UnderlyingNotionalXIDRefNotlXIDRef optional SYNOPSIS: Cross reference to another notional amount for duplicating its properties.
1455UnderlyingNotionalPercentageOutstandingNotlPctOut optional SYNOPSIS: See NotionalPercentageOutstanding(1451)
1456UnderlyingOriginalNotionalPercentageOutstandingOrigNotlPctOut optional SYNOPSIS: See OriginalNotionalPercentageOutstanding(1452)
1459UnderlyingAttachmentPointAttchPnt optional SYNOPSIS: See AttachmentPoint(1457).
1460UnderlyingDetachmentPointDetchPnt optional SYNOPSIS: See DetachmentPoint(1458).
242UnderlyingIssueDateIssued optional SYNOPSIS: Underlying security's IssueDate. See IssueDate (225) field for description (Note tag # was reserved in FIX 4.1, added in FIX 4.3) (prior to FIX 4.4 field was of type UTCDate)
243UnderlyingRepoCollateralSecurityTypeRepoCollSecTyp optional SYNOPSIS: Underlying security's RepoCollateralSecurityType. See RepoCollateralSecurityType (239) field for description.(Note tag # was reserved in FIX 4.1, added in FIX 4.3)
244UnderlyingRepurchaseTermRepoTrm optional SYNOPSIS: Underlying security's RepurchaseTerm. See RepurchaseTerm (226) field for description (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
245UnderlyingRepurchaseRateRepoRt optional SYNOPSIS: Underlying security's RepurchaseRate. See RepurchaseRate (227) field for description (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
246UnderlyingFactorFctr optional SYNOPSIS: Underlying security's Factor. See Factor (228) field for description (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
256UnderlyingCreditRatingCrdRtg optional SYNOPSIS: Underlying security's CreditRating. See CreditRating (255) field for description (Note tag # was reserved in FIX 4.1, added in FIX 4.3)
595UnderlyingInstrRegistryRgstry optional SYNOPSIS: Underlying security's InstrRegistry. See InstrRegistry (543) field for description
592UnderlyingCountryOfIssueCtry optional SYNOPSIS: Underlying security's CountryOfIssue. See CountryOfIssue (470) field for description
593UnderlyingStateOrProvinceOfIssueStOrProvnc optional SYNOPSIS: Underlying security's StateOrProvinceOfIssue. See StateOrProvinceOfIssue (471) field for description
594UnderlyingLocaleOfIssueLcl optional SYNOPSIS: Underlying security's LocaleOfIssue. See LocaleOfIssue (472) field for description
247UnderlyingRedemptionDateRedeem optional SYNOPSIS: Underlying security's RedemptionDate. See RedemptionDate (240) field for description (Note tag # was reserved in FIX 4.1, added in FIX 4.3) (prior to FIX 4.4 field was of type UTCDate)
316UnderlyingStrikePriceStrkPx optional SYNOPSIS: Underlying security's StrikePrice. See StrikePrice (202) field for description
941UnderlyingStrikeCurrencyStrkCcy optional SYNOPSIS: Currency in which the strike price of an underlying instrument is denominated
317UnderlyingOptAttributeOptA optional SYNOPSIS: Underlying security's OptAttribute. See OptAttribute (206) field for description
436UnderlyingContractMultiplierMult optional SYNOPSIS: Underlying security's ContractMultiplier. See ContractMultiplier (231) field for description
1437UnderlyingContractMultiplierUnitMultTyp optional SYNOPSIS: Indicates the type of multiplier being applied to the contract.
ELABORATION: Can be optionally used to further define what unit UnderlyingContractMultiplier(436) is expressed in.
2363UnderlyingTradingUnitPeriodMultiplierTrdgUnitPeriodMult optional SYNOPSIS: Indicates the number of contract periods associated with the minimum trading unit for a given contract duration resulting in the number of total traded contracts.
ELABORATION: As an example, 456 is the number of off-peak periods for a product with a minimum trading unit of 5 MWh resulting in 2280 total traded contracts.
1441UnderlyingFlowScheduleTypeFlowSchedTyp optional SYNOPSIS: The industry standard flow schedule by which electricity or natural gas is traded. Schedules exist by regions and on-peak and off-peak status, such as "Western Peak".
998UnderlyingUnitOfMeasureUOM optional SYNOPSIS: Refer to defintion of UnitOfMeasure(996)
1423UnderlyingUnitOfMeasureQtyUOMQty optional SYNOPSIS: Refer to definition of UnitOfMeasureQty(1147)
1718UnderlyingUnitOfMeasureCurrencyUOMCcy optional SYNOPSIS: Indicates the currency of the underlying unit of measure. Conditionally required when UnderlyingUnitOfMeasure(998) = Ccy
1424UnderlyingPriceUnitOfMeasurePxUOM optional SYNOPSIS: Refer to definition for PriceUnitOfMeasure(1191)
1425UnderlyingPriceUnitOfMeasureQtyPxUOMQty optional SYNOPSIS: Refer to definition of PriceUnitOfMeasureQty(1192)
1719UnderlyingPriceUnitOfMeasureCurrencyPxUOMCcy optional SYNOPSIS: Indicates the currency of the underlying price unit of measure. Conditionally required when UnderlyingPriceUnitOfMeasure(1424) = Ccy
1000UnderlyingTimeUnitTmUnit optional SYNOPSIS: Same as TimeUnit.
1419UnderlyingExerciseStyleExerStyle optional SYNOPSIS: Type of exercise of a derivatives security
1526UnderlyingPriceQuoteCurrencyPxQteCcy optional SYNOPSIS: Default currency in which the price is quoted. Defined at the instrument level. Used in place of Currency (tag 15) to express the currency of a product when the former is implemented as the FX dealt currency.
435UnderlyingCouponRateCpnRt optional SYNOPSIS: Underlying security's CouponRate. See CouponRate (223) field for description
308UnderlyingSecurityExchangeExch optional SYNOPSIS: Underlying security's SecurityExchange. Can be used to identify the underlying security. Valid values: see SecurityExchange (207)
306UnderlyingIssuerIssr optional SYNOPSIS: Underlying security's Issuer. See Issuer (06) field for description
362EncodedUnderlyingIssuerLenEncUndIssrLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedUnderlyingIssuer (363) field.
363EncodedUnderlyingIssuerEncUndIssr optional SYNOPSIS: Encoded (non-ASCII characters) representation of the UnderlyingIssuer (306) field in the encoded format specified via the MessageEncoding (347) field. If used, the ASCII (English) representation should also be specified in the UnderlyingIssuer field.
2742UnderlyingFinancialInstrumentShortNameShrtName optional SYNOPSIS: Short name of the financial instrument. Uses ISO 18774 (FINS) values.
ELABORATION: In the context of MiFID II this maps to ESMA RTS 23 Annex I Table 3 Field 7 and may be used in other RTS that requires a similar field.
2720UnderlyingFinancialInstrumentFullNameFullName optional SYNOPSIS: The full normative name of the underlying financial instrument.
ELABORATION: In the context of ESMA reference data, this is used to provide the full name of the instrument as defined by the Derivatives Service Bureau (DSB).
2721EncodedUnderlyingFinancialInstrumentFullNameLenEncFullNameLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) underlying instrument's EncodedUnderlyingFinancialInstrumentFullName(2722).
2722EncodedUnderlyingFinancialInstrumentFullNameEncFullName optional SYNOPSIS: Encoded (non-ASCII characters) representation of the UnderlyingFinancialInstrumentFullName(2720) field in the encoded format specified via the MessageEncoding(347) field. If used, the ASCII (English) representation should also be specified in the UnderlyingFinancialInstrumentFullName(2720) field.
2723UnderlyingIndexCurveUnitNdxUnit optional SYNOPSIS: Curve time unit associated with the underlying index.
2724UnderlyingIndexCurvePeriodNdxPeriod optional SYNOPSIS: Curve time multiplier for the underlying index.
307UnderlyingSecurityDescDesc optional SYNOPSIS: Description of the underlying security. Can be used by the venue or one of the trading parties to provide an optional non-normative textual description of the financial instrument.
364EncodedUnderlyingSecurityDescLenEncUndSecDescLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedUnderlyingSecurityDesc (365) field.
365EncodedUnderlyingSecurityDescEncUndSecDesc optional SYNOPSIS: Encoded (non-ASCII characters) representation of the UnderlyingSecurityDesc (307) field in the encoded format specified via the MessageEncoding (347) field. If used, the ASCII (English) representation should also be specified in the UnderlyingSecurityeDesc field.
877UnderlyingCPProgramCPPgm optional SYNOPSIS: The program under which the underlying commercial paper is issued
878UnderlyingCPRegTypeCPRegTyp optional SYNOPSIS: The registration type of the underlying commercial paper issuance
972UnderlyingAllocationPercentAllocPct optional SYNOPSIS: Percent of the Strike Price that this underlying represents.
318UnderlyingCurrencyCcy optional SYNOPSIS: Underlying security's Currency. See Currency (5) field for description and valid values
879UnderlyingQtyQty optional SYNOPSIS: Unit amount of the underlying security (par, shares, currency, etc.)
975UnderlyingSettlementTypeSettlTyp optional SYNOPSIS: Indicates order settlement period for the underlying instrument.
973UnderlyingCashAmountCashAmt optional SYNOPSIS: Cash amount associated with the underlying component.
974UnderlyingCashTypeCashTyp optional SYNOPSIS: Used for derivatives that deliver into cash underlying.
810UnderlyingPxPx optional SYNOPSIS: Underlying price associate with a derivative instrument.
882UnderlyingDirtyPriceDirtPx optional SYNOPSIS: Price (percent-of-par or per unit) of the underlying security or basket. "Dirty" means it includes accrued interest
883UnderlyingEndPriceEndPx optional SYNOPSIS: Price (percent-of-par or per unit) of the underlying security or basket at the end of the agreement.
884UnderlyingStartValueStartVal optional SYNOPSIS: Currency value attributed to this collateral at the start of the agreement
885UnderlyingCurrentValueCurVal optional SYNOPSIS: Currency value currently attributed to this collateral
886UnderlyingEndValueEndVal optional SYNOPSIS: Currency value attributed to this collateral at the end of the agreement
2885UnderlyingAccruedInterestAmtAcrdIntAmt optional SYNOPSIS: Amount of accrued interest of underlying security.
2886UnderlyingNumDaysInterestNumDaysInt optional SYNOPSIS: Number of days of interest for underlying security.
1023UnderlyingStipulationsStipoptionalSYNOPSIS: The UnderlyingStipulations component block has the same usage as the Stipulations component block, but for an underlying security.
ELABORATION:
1044UnderlyingAdjustedQuantityAdjQty optional SYNOPSIS: Unit amount of the underlying security (shares) adjusted for pending corporate action not yet allocated.
1045UnderlyingFXRateFxRate optional SYNOPSIS: Foreign exchange rate used to compute UnderlyingCurrentValue(885) (or market value) from UnderlyingCurrency(318) to Currency(15).
1046UnderlyingFXRateCalcFxRateCalc optional SYNOPSIS: Specifies whether the UnderlyingFxRate(1045) should be multiplied or divided.
1038UnderlyingCapValueCapValu optional SYNOPSIS: Maximum notional value for a capped financial instrument
1033UndlyInstrumentPartiesPtyoptionalSYNOPSIS: The use of this component block is restricted to instrument definition only and is not permitted to contain transactional information. Only a specified subset of party roles will be supported within the InstrumentParty block.
ELABORATION:
1039UnderlyingSettlMethodSetMeth optional SYNOPSIS: Settlement method for a contract or instrument. Additional values may be used with bilateral agreement.
315UnderlyingPutOrCallPutCall optional SYNOPSIS: Indicates whether an underlying option contract is a put, call, chooser or undetermined.
2683UnderlyingInTheMoneyConditionITMCond optional SYNOPSIS: Specifies an option instrument's "in the money" condition in general terms.
2687UnderlyingContraryInstructionEligibilityIndicatorCntraryInstEligInd optional SYNOPSIS: Identifies whether the option instrument is eligible for contrary instructions at the time of exercise. The contrariness of an instruction will be determined in the context of UnderlyingInTheMoneyCondition(2683). When not specified, the eligibility is undefined or not applicable.
1988UnderlyingConstituentWeightConstuentWt optional SYNOPSIS: For a basket, or pool, describes the weight of each of the constituents within the basket. If not provided, it is assumed to be equal weighted.
1989UnderlyingCouponTypeCpnTyp optional SYNOPSIS: Specifies the coupon type of the underlying bond.
1990UnderlyingTotalIssuedAmountTotIssuedAmt optional SYNOPSIS: Specifies the total amount of the issue. Corresponds to the par value multiplied by the number of issued security.
1991UnderlyingCouponFrequencyPeriodCpnPeriod optional SYNOPSIS: Time unit multiplier for the frequency of the bond's coupon payment.
1992UnderlyingCouponFrequencyUnitCpnUnit optional SYNOPSIS: Time unit associated with the frequency of the bond's coupon payment.
1993UnderlyingCouponDayCountCpnDayCnt optional SYNOPSIS: The day count convention used in interest calculations for a bond or an interest bearing security.
2881UnderlyingCouponOtherDayCountCpnOtherDayCnt optional SYNOPSIS: The industry name of the day count convention not listed in UnderlyingCouponDayCount(1993).
1994UnderlyingObligationIDObligID optional SYNOPSIS: For a CDS basket or pool identifies the reference obligation.
ELABORATION: UnderlyingObligationID(1994) is reserved for the reference entity for baskets or pools. In a CDS single name the reference entity is identified in insrument ID and the obligations are identified in UnderlyingObligationID(1994).
1995UnderlyingObligationIDSourceObligIDSrc optional SYNOPSIS: Identifies the source scheme of the UnderlyingObligationID(1994).
1996UnderlyingEquityIDEqtyID optional SYNOPSIS: Specifies the equity in which a convertible bond can be converted.
1997UnderlyingEquityIDSourceEqtyIDSrc optional SYNOPSIS: Identifies the source of the UnderlyingEquityID(1996).
2620UnderlyingFutureIDFutID optional SYNOPSIS: In the case of an index underlier specifies the unique identifier for the referenced futures contract.
2621UnderlyingFutureIDSourceFutIDSrc optional SYNOPSIS: Identifies the source of the UnderlyingFutureID(2620).
2227UnderlyingEvntGrpEvntoptionalSYNOPSIS: The UnderlyingEvntGrp is a repeating subcomponent of the UnderlyingInstrument component used to specify straightforward events associated with the instrument. Examples include put and call dates for bonds and options; first exercise date for options; inventory and delivery dates for commodities; start, end and roll dates for swaps. Use UnderlyingComplexEvents for more advanced dates such as option, futures, commodities and equity swap observation and pricing events.
ELABORATION: The UnderlyingEvntGrp contains three different methods to express a "time" associated with the event using the UnderlyingEventDate(1983) and UnderlyingEventTime(1984) pair of fields or the UnderlyingEventTimeUnit(1985) and UnderlyingEventTimePeriod(1986) pair of fields or UnderlyingEventMonthYear(2342). The UnderlyingEventDate(1983), and optional UnderlyingEventTime(1984), may be used to specify an exact date and optional time for the event. The UnderlyingEventTimeUnit(1985) and UnderlyingEventTimePeriod(1986) may be used to express a time period associated with the event, e.g. 3-month, 4-years, 2-weeks. The UnderlyingEventMonthYear(2342), and optional UnderlyingEventTime(1984), may be used to express the event as a month of year, with optional day of month or week of month. Either UnderlyingEventDate(1983) or UnderlyingEventMonthYear(2342), and the optional UnderlyingEventTime(1984), must be specified or UnderlyingEventTimeUnit(1985) and UnderlyingEventTimePeriod(1986) must be specified. The UnderlyingEventMonthYear(2342) may be used instead of UnderlyingEventDate(1983) when month-year, with optional day of month or week of month, is required instead of a date.
1998UnderlyingLienSeniorityLienSnrty optional SYNOPSIS: Indicates the seniority level of the lien in a loan.
1999UnderlyingLoanFacilityLoanFclty optional SYNOPSIS: Specifies the type of loan when the credit default swap's reference obligation is a loan.
2000UnderlyingReferenceEntityTypeRefEntityTyp optional SYNOPSIS: Specifies the type of reference entity for first-to-default CDS basket contracts.
2003UnderlyingIndexSeriesNdxSeries optional SYNOPSIS: The series identifier of a credit default swap index.
2004UnderlyingIndexAnnexVersionNdxAnxVer optional SYNOPSIS: The version identifier of a credit default swap index annex.
2005UnderlyingIndexAnnexDateNdxAnxDt optional SYNOPSIS: The date of a credit default swap index series annex.
2006UnderlyingIndexAnnexSourceNdxAnxSrc optional SYNOPSIS: The source of a credit default swap index series annex.
2284UnderlyingSettlRateIndexSettlNdx optional SYNOPSIS: In an outright or forward commodity trade that is cash settled this is the index used to determine the cash payment.
2285UnderlyingSettlRateIndexLocationSettlNdxLctn optional SYNOPSIS: This is an optional qualifying attribute of UnderlyingSettlementRateIndex(2284) such as the delivery zone for an electricity contract.
2286UnderlyingOptionExpirationDescExpDesc optional SYNOPSIS: Description of the option expiration.
2287EncodedUnderlyingOptionExpirationDescLenEncExpDescLen optional SYNOPSIS: Byte length of encoded (non-ASCII characters) EncodedUnderlyingOptionExpirationDesc(2288) field.
2288EncodedUnderlyingOptionExpirationDescEncExpDesc optional SYNOPSIS: Encoded (non-ASCII characters) representation of the UnderlyingOptionExpirationDesc(2286) field in the encoded format specified via the MessageEncoding (347) field. If used, the ASCII (English) representation should also be specified in the UnderlyingOptionExpirationDesc(2286).
2007UnderlyingProductComplexProdCmplx optional SYNOPSIS: Identifies an entire suite of products for a given market. In Futures this may be "interest rates", "agricultural", "equity indexes", etc
2008UnderlyingSecurityGroupSecGrp optional SYNOPSIS: An exchange specific name assigned to a group of related securities which may be concurrently affected by market events and actions.
2009UnderlyingSettleOnOpenFlagSettlOnOpenFlag optional SYNOPSIS: Indicator to determine if Instrument is Settle on Open.
2010UnderlyingAssignmentMethodAsgnMeth optional SYNOPSIS: Method under which assignment was conducted
2011UnderlyingSecurityStatusStatus optional SYNOPSIS: Gives the current state of the instrument
2012UnderlyingObligationTypeObligTyp optional SYNOPSIS: Type of reference obligation for credit derivatives contracts.
2491UnderlyingAssetGroupAssetGrp optional SYNOPSIS: Indicates the broad product or asset classification. May be used to provide grouping for the product taxonomy (Product(460), SecurityType(167), etc.) and/or the risk taxonomy (AssetClass(1938), AssetSubClass(1939), AssetType(1940), etc.).
2013UnderlyingAssetClassAssetClss optional SYNOPSIS: The broad asset category for assessing risk exposure.
2014UnderlyingAssetSubClassAssetSubClss optional SYNOPSIS: An indication of the general description of the asset class.
2015UnderlyingAssetTypeAssetTyp optional SYNOPSIS: Used to provide more specific description of the asset specified in UnderlyingAssetSubClass(2082). See https://www.fixtrading.org/codelists/AssetType for code list of applicable values. ISO 4721 Currency Code values are to be used when specific currency as an asset type is to be expressed. Other values may be used by mutual agreement of the counterparties.
ELABORATION: In the context of MiFID II's this may indicate the value needed in ESMA RTS 2 Annex IV Table 2 Field 16, or ESMA RTS 23 Annex I Table 2 'Sub product' field.
2744UnderlyingAssetSubTypeAsstSubTyp optional SYNOPSIS: Used to provide a more specific description of the asset specified in UnderlyingAssetType(2015). See https://www.fixtrading.org/codelists/AssetSubType for code list of applicable values.
ELABORATION: In the context of MiFID II, ESMA RTS 23 Annex I Table 2, this may indicate the 'Further sub product' or equity 'Parameter' fields.
2233UnderlyingSecondaryAssetGrpScndryAssetoptionalSYNOPSIS: UnderlyingSecondaryAssetGrp is a repeating subcomponent of the UnderlyingInstrument component used to specify secondary assets of a multi-asset swap.
ELABORATION:
2243UnderlyingAssetAttributeGrpAssetAttrboptionalSYNOPSIS: The UnderlyingAssetAttributeGrp is a repeating subcomponent of the UnderlyingInstrument component used to detail attributes of the instrument asset.
ELABORATION:
2016UnderlyingSwapClassSwapClss optional SYNOPSIS: The type or classification of swap. Additional values may be used by mutual agreement of the counterparties.
2289UnderlyingSwapSubClassSwapSubClss optional SYNOPSIS: The sub-classification or notional schedule type of the swap.
2017UnderlyingNthToDefaultNthDflt optional SYNOPSIS: The Nth reference obligation to default in a CDS reference basket. If specified without UnderlyingMthToDefault(2018) the default will trigger a CDS payout. If UnderlyingMthToDefault(2018) is also present then payout occurs between the Nth and Mth obligations to default.
2018UnderlyingMthToDefaultMthDflt optional SYNOPSIS: The Mth reference obligation to default in a CDS reference basket. When UnderlyingNthToDefault(2017) and UnderlyingMthToDefault(2018) are represented then the CDS payout occurs between the Nth and Mth obligations to default.
2019UnderlyingSettledEntityMatrixSourceSettldMtrxSrc optional SYNOPSIS: Relevant settled entity matrix source.
2020UnderlyingSettledEntityMatrixPublicationDateSettldMtrxDt optional SYNOPSIS: Specifies the publication date of the applicable version of the matrix. If not specified, the Standard Terms Supplement defines rules for which version of the matrix is applicable.
2021UnderlyingStrikeMultiplierStrkMult optional SYNOPSIS: Used for derivatives. Multiplier applied to the strike price for the purpose of calculating the settlement value.
2022UnderlyingStrikeValueStrkValu optional SYNOPSIS: Used for derivatives. The number of shares/units for the financial instrument involved in the option trade.
2290UnderlyingStrikeUnitOfMeasureStrkUOM optional SYNOPSIS: Used to express the unit of measure (UOM) of the price if different from the contract.
2622UnderlyingStrikeIndexCurvePointStrkNdxPnt optional SYNOPSIS: The point on the floating rate index curve. Sample values: M = combination of a number between 1-12 and an "M" for month, e.g. 3M Y = combination of number between 1-100 and a "Y" for year, e.g. 10Y 10Y-OLD = see above, then add "-OLD" when appropriate INTERPOLATED = the point is mathematically derived 2/2031 5 3/8 = the point is stated via a combination of maturity month / year and coupon.
2291UnderlyingStrikeIndexStrkNdx optional SYNOPSIS: Specifies the index used to calculate the strike price.
2623UnderlyingStrikeIndexQuoteStrkNdxQte optional SYNOPSIS: The quote side from which the index price is to be determined.
2292UnderlyingStrikeIndexSpreadStrkSpread optional SYNOPSIS: Specifies the strike price offset from the named index.
2023UnderlyingStrikePriceDeterminationMethodStrkPxDtrmnMeth optional SYNOPSIS: Specifies how the strike price is determined at the point of option exercise. The strike may be fixed throughout the life of the option, set at expiration to the value of the underlying, set to the average value of the underlying , or set to the optimal value of the underlying.
2024UnderlyingStrikePriceBoundaryMethodStrkPxBndryMeth optional SYNOPSIS: Specifies the boundary condition to be used for the strike price relative to the underlying price at the point of option exercise.
2025UnderlyingStrikePriceBoundaryPrecisionStrkPxBndryPrcsn optional SYNOPSIS: Used in combination with StrikePriceBoundaryMethod(1479) to specify the percentage of the strike price in relation to the underlying price. The percentage is generally 100 or greater for puts and 100 or less for calls.
2026UnderlyingMinPriceIncrementMinPxIncr optional SYNOPSIS: Minimum price increment for the instrument. Could also be used to represent tick value.
2027UnderlyingMinPriceIncrementAmountMinPxIncrAmt optional SYNOPSIS: Minimum price increment amount associated with the UnderlyingMinPriceIncrement(2026). For listed derivatives, the value can be calculated by multiplying UnderlyingMinPriceIncrement(2026) by UnderlyingContractMultiplier(436).
2028UnderlyingOptPayoutTypeOptPayoutTyp optional SYNOPSIS: Indicates the type of valuation method or payout trigger for an in-the-money option.
2029UnderlyingOptPayoutAmountOptPayAmt optional SYNOPSIS: Cash amount indicating the pay out associated with an option. For binary options this is a fixed amount.
2757UnderlyingReturnTriggerRtnTrgr optional SYNOPSIS: Indicates the type of return or payout trigger for the swap or forward.
2030UnderlyingPriceQuoteMethodPxQteMeth optional SYNOPSIS: Method for price quotation.
2031UnderlyingValuationMethodValMeth optional SYNOPSIS: Indicates type of valuation method used.
2293UnderlyingValuationSourceValSrc optional SYNOPSIS: Specifies the source of trade valuation data.
2294UnderlyingValuationReferenceModelValRefModel optional SYNOPSIS: Specifies the methodology and/or assumptions used to generate the trade value.
2032UnderlyingListMethodListMeth optional SYNOPSIS: Indicates whether the instruments are pre-listed only or can also be defined via user request.
2033UnderlyingCapPriceCapPx optional SYNOPSIS: Used to express the ceiling price of a capped call.
2034UnderlyingFloorPriceFlrPx optional SYNOPSIS: Used to express the floor price of a capped put.
2035UnderlyingFlexibleIndicatorFlexInd optional SYNOPSIS: Used to indicate if a security has been defined as flexible according to "non-standard" means. Analog to CFICode Standard/Non-standard indicator.
2036UnderlyingFlexProductEligibilityIndicatorFlexProdElig optional SYNOPSIS: Used to indicate if a product or group of product supports the creation of flexible securities.
2037UnderlyingPositionLimitPosLmt optional SYNOPSIS: Position limit for the instrument.
2038UnderlyingNTPositionLimitNTPosLmt optional SYNOPSIS: Position Limit in the near-term contract for a given exchange-traded product.
2039UnderlyingPoolPool optional SYNOPSIS: Identifies the mortgage backed security (MBS) / asset backed security (ABS) pool.
2040UnderlyingContractSettlMonthCSetMo optional SYNOPSIS: Specifies when the contract (i.e. MBS/TBA) will settle. Must be present for MBS/TBA.
2041UnderlyingDatedDateDated optional SYNOPSIS: If different from IssueDate()
2042UnderlyingInterestAccrualDateIntAcrl optional SYNOPSIS: If different from IssueDate and DatedDate
2043UnderlyingShortSaleRestrictionShrtRstctn optional SYNOPSIS: Indicates whether a restriction applies to short selling a security.
2044UnderlyingRefTickTableIDRefTickTblID optional SYNOPSIS: Spread table code referred by the security or symbol.
41314UnderlyingProtectionTermXIDRefProtctnXIDRef optional SYNOPSIS: Reference to the protection terms applicable to this entity or obligation. Contains the same XID named string value of the instance in the ProtectionTerms repeating group that applies to this Underlying.
41315UnderlyingSettlTermXIDRefSettlXIDRef optional SYNOPSIS: Reference to the cash or physical settlement terms applicable to this entity or obligation. Contains the same XID named string value of the instance in the appropriate repeating group that applies to this Underlying.
2228UnderlyingComplexEventsCmplxEvntoptionalSYNOPSIS: The UnderlyingComplexEvent Group is a repeating block which allows specifying an unlimited number and types of advanced events, such as observation and pricing in over the lifetime of an option, futures, commodities or equity swap contract. Use UnderlyingEvntGrp to specify more straightforward events.
ELABORATION:
2295UnderlyingStrategyTypeStrtTyp optional SYNOPSIS: Specifies the type of trade strategy.
2296UnderlyingCommonPricingIndicatorCmnPxng optional SYNOPSIS: When this element is specified and set to 'Y', it indicates that common pricing applies. Common pricing may be relevant for a transaction that references more than one commodity reference price.
2297UnderlyingSettlDisruptionProvisionSettlDsrptnProv optional SYNOPSIS: Specifies the consequences of settlement disruption events.
2756UnderlyingDeliveryRouteOrCharterRteChrtr optional SYNOPSIS: Specific delivery route or time charter average. Applicable to commodity freight contracts.
2298UnderlyingInstrumentRoundingDirectionRndDirctn optional SYNOPSIS: Specifies the rounding direction if not overridden elsewhere.
2299UnderlyingInstrumentRoundingPrecisionRndPrcsn optional SYNOPSIS: Specifies the rounding precision in terms of a number of decimal places. Note how a percentage rate rounding of 5 decimal places is expressed as a rounding precision of 7.
4125UnderlyingDateAdjustmentDtAdjmtoptionalSYNOPSIS: UnderlyingDateAdjustment is a subcomponent within the UnderlyingInstrument component. It is used to specify date adjustment parameters and rules. The date adjustments specified here applies to all adjustable dates for the underlying instrument, unless specifically overridden in the respective specified components further within the UnderlyingInstrument component.
ELABORATION:
4278UnderlyingPricingDateTimePxngDtTmoptionalSYNOPSIS: The UnderlyingPricingDateTime component is a subcomponent of UnderlyingInstrument used to specify an adjusted or unadjusted pricing or fixing date and optionally the time, e.g. for a commodity or FX forward trade.
ELABORATION:
4268UnderlyingMarketDisruptionMktDsrptnoptionalSYNOPSIS: The UnderlyingMarketDisruption component is a subcomponent of the UnderlyingInstrument used to specify the market disruption provisions of the swap.
ELABORATION:
4261UnderlyingOptionExerciseOptExeroptionalSYNOPSIS: The UnderlyingOptionExercise component is a subcomponent of the UnderlyingInstrument component used to specify option exercise provisions. Its purpose is to identify the opportunities and conditions for exercise, e.g. the schedule of dates on which exercise is allowed. The embedded UnderlyingOptionExerciseExpiration component is used to terminate the opportunity for exercise.
ELABORATION:
4056UnderlyingStreamGrpStrmoptionalSYNOPSIS: The UnderlyingStreamGrp is a repeating subcomponent of the UnderlyingInstrument component used to detail the swap streams associated with the instrument.
ELABORATION: A swap will ordinarily have one or two payment streams. Each one may contain an UnderlyingStreamDesc(40542) with a descriptive string such as "Float" or "Fixed". However the choice of description should have no effect on the stream's purpose. UnderlyingStreamPaySide(40543) and UnderlyingStreamReceiveSide(40544) link the appropriate swap parties to their role in the stream. In pre-trade messages the side value (e.g. Side(54) field) of the request or order should be "1" (Buy) or "2" (Sell), and UnderlyingStreamPaySide(40543) and UnderlyingStreamReceiveSide(40544) should be set to the same side value indicating the aggressor's desired role. On fills and post-trade messages, the executing firm takes the opposite side and indicates its role by setting UnderlyingStreamPaySide(40543) and UnderlyingStreamReceiveSide(40544) to the opposite side of the aggressor's role.
4306UnderlyingProvisionGrpProvoptionalSYNOPSIS: The UnderlyingProvisionGrp is a repeating subcomponent of the UnderlyingInstrument component used to detail additional terms and conditions associated with the instrument.
ELABORATION: A swap may have one or more provisions defined.
4288UnderlyingAdditionalTermGrpAddtnlTrmoptionalSYNOPSIS: The UnderlyingAdditionalTermGrp is a repeating subcomponent of the UnderlyingInstrument component used to report additional contract terms.
ELABORATION:
4293UnderlyingProtectionTermGrpProtctnTrmoptionalSYNOPSIS: The UnderlyingProtectionTermGrp is a repeating component within the UnderlyingInstrument component used to report contract protection term details.
ELABORATION:
4290UnderlyingCashSettlTermGrpCashSettlTrmoptionalSYNOPSIS: The UnderlyingCashSettlTermGrp is a repeating component within the UnderlyingInstrument component used to report cash settlement terms.
ELABORATION: Usage of UnderlyingCashSettlTermGrp must either include a known UnderlyingCashSettlAmount(42054) or provide the cash settlement term parameters needed to derive the cash settlement amount. UnderlyingCashSettlTermXID(42059) is provided for cross-referencing from an instance of the UnderlyingInstrument component through the UnderlyingSettlTermXIDRef(41315) field.
4291UnderlyingPhysicalSettlTermGrpPhysSettlTrmoptionalSYNOPSIS: The UnderlyingPhysicalSettlTermGrp is a repeating component within the UnderlyingInstrument component used to report physical settlement terms.
ELABORATION:
4414UnderlyingRateSpreadScheduleRtSpreadSchedoptionalSYNOPSIS: UnderlyingRateSpreadSchedule is a subcomponent of UnderlyingInstrument used to specify the rate spread schedule for a basket underlier.
ELABORATION:
4396UnderlyingDividendPayoutDividendPayoptionalSYNOPSIS: UnderlyingDividendPayout is a subcomponent of UnderlyingInstrument used to specify the dividend or coupon payout parameters of an equity or bond underlier.
ELABORATION:
4398UnderlyingExtraordinaryEventGrpExtrordEvntoptionalSYNOPSIS: The UnderlyingExtraordinaryEventGrp is a repeating component within the UnderlyingInstrument component. It is used to report extraordinary and disruptive events applicable to the reference entity that affects the contract.
ELABORATION:
2624UnderlyingExtraordinaryEventAdjustmentMethodExtrordEvntAdjMeth optional SYNOPSIS: Defines how adjustments will be made to the contract should one or more of the extraordinary events occur.
2625UnderlyingExchangeLookAlikeExchLookAlike optional SYNOPSIS: For a share option trade, indicates whether the instrument is to be treated as an 'exchange look-alike'.
ELABORATION: This designation has significance for how share adjustments (arising from corporate actions) will be determined for the instrument. For an 'exchange look-alike' instrument the relevant share adjustments will follow that for a corresponding designated contract listed on the related exchange (referred to as Options Exchange Adjustment (ISDA defined term)), otherwise the share adjustments will be determined by the calculation agent (referred to as Calculation Agent Adjustment (ISDA defined term)).
2626UnderlyingAverageVolumeLimitationPercentageAvgLmtPctg optional SYNOPSIS: The limit of average percentage of individual securities traded in a day or a number of days.
2627UnderlyingAverageVolumeLimitationPeriodDaysAvgLmtDys optional SYNOPSIS: Specifies the limitation period for average daily trading volume in number of days.
2628UnderlyingDepositoryReceiptIndicatorDpstryRcptInd optional SYNOPSIS: Indicates whether the underlier is a depository receipt.
ELABORATION: A depository receipt is a negotiable certificate issued by a trust company or security depository.
2629UnderlyingOpenUnitsOpnUnits optional SYNOPSIS: The number of units (units of the index or number of securities, par amount of a bond) that constitute the underlier. In the case of a basket swap, this is used to reference both the number of basket units, and the number of each asset components of the basket when these are expressed in absolute terms.
2630UnderlyingBasketDivisorBsktDvsr optional SYNOPSIS: Specifies the basket divisor amount. This value is normally used to adjust the constituent weight for pricing or to adjust for dividends, or other corporate actions.
2631UnderlyingInstrumentXIDXID optional SYNOPSIS: Identifier for referencing this UnderlyingInstrument from a parent instrument or a convertible instrument.